- Fresenius Medical Center (College Station, TX)
- …with Area Managers and/or Directors of Operations to ensure that operational, financial and regulatory requirements associated with Technical Service are met. ... service philosophy. Adheres to the FMCNA Compliance Program, including following all regulatory and FMS policy requirements. For a defined Area, responsible for… more
- Comerica (Dallas, TX)
- …objectives. Maintain a Subject Matter Expert. Working knowledge of the current financial regulatory environment, fiduciary standards and current and proposed ... and other errors, and compliance with all firm and regulatory policies and procedures. This position will be accountable...Trust Administration + 10 years of experience within the financial services industry, specifically focused in the areas of… more
- PNC (Dallas, TX)
- …Real Estate Property Data Analysis, Real Estate Sales Closings and Agreements, Regulatory Environment - Financial Services **Work Experience** Roles at this ... for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals with certain… more
- Wells Fargo (Rockwall, TX)
- …to the candidate upon offer acceptance + Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- PNC (Houston, TX)
- …Analysis and Verification, Data Gathering and Reporting, Effective Communications, Financial Statement Analysis, Negotiating, Problem Solving, Regulatory ... for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals with certain… more
- Coinbase (Austin, TX)
- …verbal. *Nice to haves:* * Familiarity with crypto, fintech, or broader financial regulatory issues. * Experience coordinating large-scale advocacy campaigns or ... as we build the emerging onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a very specific candidate. We want… more
- PenFed Credit Union (Dallas, TX)
- …of consumer lending related regulations to ensure compliance. Remain abreast of financial regulatory developments in credit risk management and best practices ... credit risk exposure and adapting to changing economic and regulatory environment. + Manage analysts to achieve team's strategic...policy & analysis or credit risk management in the financial services industry. + Minimum of five (5) years… more
- PNC (San Antonio, TX)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... transaction activity of the deal team including pipeline management and financial reporting. * Works strategically with bankers, underwriting syndicate, sales team,… more
- MUFG (Irving, TX)
- …or data technology strategy. + Previous work with multinational corporations or regulatory bodies. + Understanding of Financial Crimes Compliance & KYC, ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- MUFG (Irving, TX)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...Federal Reserve bank, FDIC, OCC, compliance risk management and regulatory oversight. + Issues Management experience a plus. +… more