- JPMorgan Chase (Plano, TX)
- …mitigation + Familiarity with risk management frameworks, industry standards, and financial industry regulatory requirements + Proficient knowledge and expertise ... that implemented controls are operating effectively and in compliance with regulatory , legal, and industry standards. By partnering with various stakeholders,… more
- Coinbase (Austin, TX)
- …privacy laws specific to financial institutions (eg GLBA) and the global financial regulatory frameworks (eg AML/KYC compliance, PSD2). * CIPP or similar ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...and Trust & Risk to respond to privacy incidents, regulatory inquiries, law enforcement demands, and other information requests.… more
- Santander US (Dallas, TX)
- …of this experience with an understanding of Financial Analytics with a focus on Financial Risk & Regulatory Reporting . You will gain direct knowledge of ... Journey Starts Here:** Santander is a global leader and innovator in the financial services industry. We believe that our employees are our greatest asset. Our… more
- USAA (Plano, TX)
- …legal concepts, terms, and/or processes. + Solid understanding of the financial services regulatory environment. **Compensation range:** The salary range ... USAA?** At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We… more
- Wells Fargo (Irving, TX)
- …of audit or risk methodologies and supporting tools + Strong understanding of financial regulatory environment + Experience leading and providing feedback to ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- PNC (Dallas, TX)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... for employment visas or participate in STEM OPT for this position** The Regulatory Risk and Compliance Reporting team in Business Technology and Innovation Group at… more
- Catholic Health Initiatives (Houston, TX)
- …operational and technical objectives including workflow design, service quality, financial performance, regulatory compliance, personnel management, patient ... performance to ensure adherence to policies and procedures, timelines and regulatory requirements + Remains knowledgeable on new technologies, methods and approaches… more
- MUFG (Irving, TX)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...line of business personnel * Assist CoE leadership with regulatory and audit preparations and special projects. * Collaborate… more
- PNC (Dallas, TX)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... for reading and interpreting commercial real estate loan documents and analyzing financial statements. You will also be communicating with borrowers regarding the … more
- TXNM Energy (Texas City, TX)
- …but not limited to, generation, transmission, distribution, fuels, system planning, financial and regulatory issues, asset utilization, and environmental ... including, but not limited to, generation, transmission, distribution, system planning, financial and regulatory issues, asset utilization, and environmental… more