- Principal Financial Group (Addison, TX)
- …success of regional sales offices by building partnerships with our financial professionals, accurately onboarding new client accounts, managing account openings and ... requests with broker-dealer, and serving as a point of contact between financial professionals, product partners, and custodians. **Here are a few examples of… more
- JPMorgan Chase (Richardson, TX)
- If you are customer focused, enjoy building relationships and providing financial advice to your clients, then a role as a Business Relationship Manager is for you. ... you will provide a high-touch experience by building relationships and providing financial advice with a focus on client experience and risk management, while… more
- Robert Half Management Resources (Dallas, TX)
- …The selected candidate will play a key role in ensuring compliance with regulatory standards through detailed review and analysis of control testing activities. this ... testing processes and provide actionable recommendations for improvements. * Ensure regulatory compliance by applying industry best practices and aligning testing… more
- Charles Schwab (Austin, TX)
- …Provide assistance with onboarding and ongoing support to new team members. + Regulatory : Conduct validation testing on the action plans completed by management to ... MRAs. As needed, provide responses to IAD management related to regulatory questions during exams. + Administration/Training: Completion of firm-wide and… more
- Scotiabank (Dallas, TX)
- …advising the front office and other internal stakeholders on legal and regulatory matters related to the business. + Independently draft and/or assist the ... templates, as required. + Monitor and maintain an awareness of the regulatory environment for emerging legislation and policy statements, along with relevant trends… more
- ADP (El Paso, TX)
- …time maintain plan documents for assigned clients for any legislative or regulatory changes, as necessary. Create and maintain any client requested plan document ... or service agreement amendments. + Identify, research, and communicate any regulatory compliance issues for assigned clients based upon understanding of applicable… more
- Amazon (Austin, TX)
- …attestation audits. This includes preparing SOC2 reports and regulatory /industry certifications along with developing standard security response protocols ... handle multiple requests submitted for proof of compliance with industry and regulatory security requirements and due diligence questionnaires daily. The SRC team… more
- RWE Clean Energy (Austin, TX)
- …drive the successful completion of interconnection requests through the regulatory and commercial environment, and coordinating with internal stakeholders including ... schedules, interconnection milestones, and effectively forecasting and communicating project financial commitments and at risk amounts for portfolio projects +… more
- Kinder Morgan (Houston, TX)
- …to achieve best possible outcome for Company + Attend and participate in regulatory and private party meetings related to management of various types of ... entail report writing, technical editing for contractor reports, waste management, and financial project detail cost and forecast tracking + Perform other duties as… more
- Texas Health Resources (Plano, TX)
- …areas where a Medical Directorship is necessary due to strategic goals or regulatory requirements or where a Medical Directorship is no longer necessary. 4. Attend ... when requested. 5. Assist CQMO with supporting the Quality department to ensure regulatory readiness for Joint Commission surveys as well as any other regulatory… more