- USAA (San Antonio, TX)
- …legal concepts, terms, and/or processes. + Solid understanding of the financial services regulatory environment. **Compensation range:** The salary range ... USAA?** At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We… more
- PNC (Farmers Branch, TX)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... remote and hybrid work environments. As a Loan Support Analyst in the Financial Loan Services organization, you will be responsible for monitoring and reviewing the… more
- Cherry Bekaert (Austin, TX)
- …audit, regulatory compliance and risk management services to banks and financial institutions. As the level of regulatory and business complexity continues ... practice, we have an excellent opportunity for a **Senior Associate ( Regulatory Compliance)** to join our team providing internal… more
- Robert Half Finance & Accounting (Fort Worth, TX)
- …in Fort Worth, Texas. This role is critical to ensuring accurate financial oversight, regulatory compliance, and strategic decision-making. The ideal candidate ... the company's continued growth. Responsibilities: * Oversee the company's financial functions, including accounting, budgeting, forecasting, and reporting. * Prepare… more
- PNC (Houston, TX)
- …governance, policies, and oversight - Experience supporting or responding to regulatory requests, including familiarity with financial prudential agencies (eg, ... for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals with certain… more
- JPMorgan Chase (Houston, TX)
- …mitigation + Familiarity with risk management frameworks, industry standards, and financial industry regulatory requirements + Proficient knowledge and expertise ... that implemented controls are operating effectively and in compliance with regulatory , legal, and industry standards. By partnering with various stakeholders,… more
- Wells Fargo (Irving, TX)
- …exam co-requisite may also be required. + Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- MUFG (Irving, TX)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- PNC (Dallas, TX)
- … Statement Analysis, Flexibility and Adaptability, Investment Reporting, Market Risk, Regulatory Environment - Financial Services **Work Experience** Roles at ... for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals with certain… more
- Wells Fargo (Houston, TX)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more