- Prime Therapeutics (Austin, TX)
- …**Responsibilities** + Support the identification of potential risks across operational, financial , regulatory and strategic domains + Assist in conducting ... or other highly regulated industry + Experience researching and interpreting regulatory guidance + Certified Enterprise Risk Professional or Certified Internal… more
- Molina Healthcare (Fort Worth, TX)
- …responses for CMS audits and data-validation reviews * Ability to quantify financial , regulatory , and member-experience risk from complaint trends and to ... remediation when gaps surface. 5. Innovation & Enablement - Scout regulatory changes and proven technologies (eg, CTM API integrations, automated acknowledgment… more
- PNC (Allen, TX)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... audit controls are followed and the support and adherence to compliance and regulatory guidelines. Manages service and operational aspects of a Branch & Business… more
- AdventHealth (Burleson, TX)
- …compilation of the annual budget, coordination with external auditors and consultants for financial and regulatory audits, and the preparation of regulatory ... heads, and external entities such as boards, creditors, rating agencies, and regulatory agencies to maintain financial integrity. The position entails the… more
- PNC (Farmers Branch, TX)
- …Industry Knowledge, Internal Controls, Operational Risk, Organizational Governance, Regulatory Environment - Financial Services **Work Experience** ... for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals with certain… more
- PNC (Dallas, TX)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... high-quality data is available and accessible to power analytics, regulatory reporting, AI/ML, and operational decision-making. Other primary responsibilities… more
- PNC (Dallas, TX)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... of the risks identified. Researches current laws, rules, and other regulatory requirements and drafts or assesses Compliance Manuals, Front Office materials,… more
- PNC (Houston, TX)
- …Reporting, Managing Multiple Priorities, Market Risk, Negotiating, Problem Solving, Regulatory Environment - Financial Services **Work Experience** Roles ... for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals with certain… more
- JPMorgan Chase (Plano, TX)
- …end-to-end execution of CORE, including control breaks and resolutions, to reduce financial loss, regulatory exposure, and reputational risk + Ensure business ... be responsible for delivering a strong control environment to include regulatory oversight, risk assessments, issue management, CORE standards, and conducting… more
- PNC (Mesquite, TX)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... consultative interactions with clients, and solutions that help them achieve financial well being. Creates a differentiated customer experience, making banking easy… more