- Raymond James Financial, Inc. (St. Petersburg, FL)
- …risk information. . Ensures the business risk management practices comply with regulatory requirements and industry best practices. Also, engages with regulators to ... risk context. . Reports risk-related data including risk exposure, compliance to risk policies, and effectiveness of current risk...risk controls and segregation of duties . Relevant risk-based regulatory schemes including Basel I and Basel II and… more
- M&T Bank (North Palm Beach, FL)
- …appropriate Bank resources, including market leadership, tax liaison team, Legal and Compliance , to ensure timely delivery of quality service and expand client ... model for less experienced staff. + Understand and maintain current knowledge of regulatory requirements and Federal and state law concerning trust and estates, as… more
- Citigroup (Tampa, FL)
- …it fortifies against potential operational risks, thereby protecting the company's financial stability and reputation, and contributing towards the overall business ... objectives and risk appetite. + Support internal and external audits and regulatory examinations, as applicable. + Promote a culture of risk awareness, connectivity… more
- Citigroup (Jacksonville, FL)
- …for expertise and escalation of issues. + ORM CAO, Governance, Audit and Regulatory Relations team to ensure effective business management and regulatory ... forums such as Business Risk Reviews and Business Risk Compliance and Control Committees as well as for meetings...Experience** + Work experience of 10+ years in the financial services industry in risk and controls assessment +… more
- Citigroup (Tampa, FL)
- …reviews, addressing root causes of unintended losses and ensuring policy and regulatory compliance in resilience and third-party risk management. + Assess ... it fortifies against potential operational risks, thereby protecting the company's financial stability and reputation, and contributing towards the overall business… more
- Scotiabank (Tampa, FL)
- …team, committed to results, in an inclusive and high-performing culture. **Director - US Regulatory Compliance Officer - Global Banking & Markets - Tampa, ... Director, US Bank Regulatory Compliance , Global Transaction Banking **Requisition...results, in an inclusive and high-performing culture. **Purpose** The Compliance Officer will serve as the primary… more
- BMO Financial Group (Winter Park, FL)
- …team maintains the required internal control standards, including adherence to audit, regulatory and compliance policies. **KEY DIMENSIONS** A. Business Delivery ... term sheets and negotiating ABL credit agreements + Expertise in financial computer applications and database management tools including Microsoft Office products… more
- Citigroup (Tampa, FL)
- …these standards. Qualifications: * 6-10 years exeperience in management, risk management and/or regulatory compliance in one or more of the following risk ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citizens (Coral Gables, FL)
- …+ In-depth knowledge of SBA loan programs, underwriting guidelines, and compliance requirements. + Strong understanding of financial analysis, credit ... and operations to practice sound risk management and adherence to applicable regulatory requirements. + Actively participate in local SBA district events and… more
- Shuvel Digital (Pensacola, FL)
- …constructive and solutions-oriented manner. Qualifications: + Experience in regulatory compliance , risk management, or audit within a financial institution, ... 23,000 employees. Our client Navy Federal Credit Union is seeking an Regulatory Compliance Analyst-15440-Hybrid in Vienna, VA/Winchester, VA/Pensacola FL. You… more