- Citigroup (Tampa, FL)
- …+ Solid understanding and experience with internal or external controls, regulatory compliance , and capital planning. + Excellent organizational skills ... Board of Directors, the Committees, the Citigroup Chief Risk Officer , the Citigroup Chief Credit Officer , senior...accuracy and timeliness of risk parameters used to determine regulatory capital treatment for various exposures. The SVP, … more
- American Express (Sunrise, FL)
- …unit's exams, where appropriate. **Minimum Qualifications:** + 4 years in a financial risk management function (eg, audit, compliance , operations, credit). + ... financing, and savings products. Led by the Chief Operating Officer , AENB HQ drives the administration of programs and...key connection point with the second-line Global Risk & Compliance (GRC) teams. **How will you make an impact… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …preferred. Minimum of ten (10) years of Compliance , Legal, Banking and/or regulatory experience in the financial services industry. + Minimum five (5) years ... compliance . + Rules and regulations of: Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); state securities regulatory … more
- TECO Energy (Tampa, FL)
- …finance, excellent analytical skills, and experience in the utility industry. Ensures compliance with regulatory filings, including testimony, rate cases, and ... compliance filings. Manage continued process improvement of complex financial models and tools. Provides leadership and support to the FP&A team. **PRIMARY DUTIES… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …preferred. Minimum of twelve (12) years of Compliance , Legal, Banking and/or regulatory experience in the financial services industry. + Minimum ten (10) ... privacy impact assessments (PIAs), data subject requests (DSRs), privacy regulatory control framework, and core compliance pillar...and other regulations relevant to management of privacy. + Compliance and legal procedures in the financial … more
- Wells Fargo (Tampa, FL)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... it here. At Wells Fargo, we're more than a financial services leader - we're a global trailblazer committed...a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008… more
- Citigroup (Tampa, FL)
- …for security and compliance in its legal engagements. The Legal Support Officer is a non-attorney role, responsible for providing legal support to the Citi Legal ... for Citi Legal, protecting the firm against evolving cyber threats and regulatory challenges. This position requires a proactive individual with a keen understanding… more
- AdventHealth (Altamonte Springs, FL)
- …for execution to achieve clinical excellence and organizational accountabilities. ** Compliance / Regulatory Responsibility** : Executive oversight of submission, ... to all aspects of quality across CFD-S for responsible for ensuring organizational compliance on regulatory related quality mandates for CMS, AHCA, and other… more
- Insight Global (Orlando, FL)
- …strategic, financial , and human resource management; (f) legal and regulatory compliance ; (g) networking, partnering, and collaboration; and (h) ... performance, effects change as needed to improve services provided and assures compliance with regulatory requirements. 7. Develops standards of performance,… more
- American Express (Sunrise, FL)
- …operates in a safe, sound, and fully compliant manner with all applicable regulatory expectations. Global Risk & Compliance creates and maintains the overall ... and challenge, ensuring that risks are managed effectively and in compliance with regulatory expectations. **The** **Director** **,** **Corporate Functions**… more