- Broadview FCU (Albany, NY)
- …approach to risk management. + Work closely with other risk leaders, including financial risk and compliance teams, to ensure an integrated risk management ... partnership with a variety of business units to maintain a culture of compliance that reflects shared values, goals, and practices. Provide an independent risk… more
- American Express (New York, NY)
- …We create and maintain the overall risk management framework while ensuring legal and regulatory compliance . We are passionate about our commitment to drive the ... on #TeamAmex. **Business Unit/Role Specific Info** The Global Risk & Compliance Organization ("GRC") independently oversee the company's risk-taking and risk… more
- The New Jewish Home (Manhattan, NY)
- …the accuracy, efficiency, and compliance of all accounting and financial reporting activities in accordance with legal, regulatory , and organizational ... join our team! Job Summary: Reporting to the Chief Financial Officer , the Director of Finance is...policies and procedures. + Oversees the preparation of monthly financial and regulatory reports and forecasts in… more
- St. John Fisher University (Rochester, NY)
- …community. Job Responsibilities: The Controller serves as the chief accounting and financial reporting officer of the University, responsible for the integrity, ... Controller provides strategic leadership and oversight of accounting, budgeting, treasury, financial systems, compliance , and internal controls. This role… more
- Guardian Life (New York, NY)
- …security posture through innovation, automation, and operational excellence, while ensuring regulatory compliance and fostering a culture of secure-by-design ... and communicate cybersecurity and third-party risks to business stakeholders. + Ensure compliance with regulatory frameworks and internal standards. + Adapt and… more
- Wells Fargo (Brooklyn, NY)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... bank products and services to customer + Refer customers' financial needs to other bankers and partners as needed...a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008… more
- American Express (New York, NY)
- …Risk and Compliance organization and led by the Chief Risk Officer , manage operational risks associated with Information & Cyber Security Risk, Business ... that risk management activities are conducted in a manner compliant with regulatory requirements and expectations. The team aggregates and reports on key risk… more
- PNC (New York, NY)
- …approves the preparation and analysis of detailed documents for validation and regulatory compliance . + Directs, motivates, develops and manages the performance ... frameworks, and compliance with Basel, CCAR, IRRBB and Liquidity Risk regulatory framework. This highly visible role reports directly to the Chief Market Risk… more
- Scotiabank (New York, NY)
- … crimes (BSA/AML, OFAC) as an internal auditor (third-line or defense) and/or compliance professional (second line of defense) for financial institutions. + ... the Bank Secrecy Act and OFAC regulations, guidance, and regulatory expectations. The candidate will lead AML audits to...within the US and determine whether they are in compliance with governing regulations, internal policies, and procedures. The… more
- Citigroup (New York, NY)
- …a risk and compliance perspective. 6. Support risk assessments, audits, and regulatory exams as the AI/DA risk SME. 7. Partner with key stakeholders (Technology, ... ERM who reports directly to the Citigroup Chief Risk Officer (CRO). **Job Description** The Head of AI and...team. Qualifications: **Experience:** + 15+ years in a large financial institution, regulatory body, or related field.… more