- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** The Senior Compliance Officer provides advice, guidance and support to business units in ... adhering to regulatory / compliance requirements and assists in implementing ...**Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual… more
- Marex (New York, NY)
- …information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide ... and DMA, plus award-winning data, insights and analytics. In the ever-evolving financial landscape, Compliance has become increasingly complex. Marex must… more
- Marex (New York, NY)
- …For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide ... agency bonds, municipal bonds, and US Treasuries as well as providing compliance advisory services regarding various other regulatory reporting requirements,… more
- Scotiabank (New York, NY)
- Director, Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown is a guideline ... . **What You'll Do** + Acting as a senior compliance officer and Compliance team...management and US Compliance personnel on relevant compliance issues, the regulatory environment, and … more
- New York Genome Center (New York, NY)
- …private), regulators, and advisors. + Oversee effective financial controls and compliance with all technical and regulatory accounting standards related to ... The Chief Financial Officer (CFO) is a critical...advise, and manage the impact of long-range planning and regulatory action/risks in the assigned areas of responsibility. Hold… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS US ... working with regional testing teams across the globe. This Compliance Officer will also support other aspects...across the firm + Contribute, as needed, to annual compliance training requirements and regulatory change impact… more
- CDM Smith (Buffalo, NY)
- …management and the Board of Directors. * Leads and is accountable for all regulatory compliance and ethical financial practices. * Identifies and evaluates ... firm) is seeking a strategic, hands-on, and results-driven Chief Financial Officer (CFO) to lead our global...objectives. * Oversees global budgeting, forecasting, cash flow, and financial reporting. * Ensures compliance with accounting… more
- TD Bank (New York, NY)
- …provides advice, guidance and support to business units in adhering to regulatory / compliance requirements and assists in implementing compliance initiatives ... to help manage regulatory risk. ** Compliance Monitoring & Compliance Oversight** + Assist...+ Knowledge of global financial institutions' operational, financial , sales and trading, and regulatory reporting… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …years experience as a statured executive with significant professional experience in financial , legal, compliance , regulatory and/or audit matters ... Position Summary The Chief Global Compliance Officer ("CGCO") is responsible to...as a statured executive with significant professional experience in financial , legal, compliance , regulatory and/or… more
- Citigroup (New York, NY)
- …experience in compliance , legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a ... Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible… more