- NBT Bank (Albany, NY)
- …loan agreements, and implementing such plans, including exit strategies, while ensuring compliance with any regulatory requirements. Ability to identify and ... skills, including the ability to analyze all levels of financial statements + Thorough knowledge of any specific requirements...successful implementation and execution of a workout plan. The officer must be able to gain the borrower's support… more
- PNC (New York, NY)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... have an opportunity to contribute to the company's success. As a Mortgage Loan Officer within PNC's Mortgage organization, you will be based in greater Metro NYC.… more
- S&P Global (New York, NY)
- …significant intellectual property. **The Impact:** The Analytic Quality & Validation Review Officer plays a pivotal role in ensuring the integrity and reliability of ... bodies and senior management. Justify conclusions and findings and assist with regulatory inquiries or senior leadership questions when necessary. + Act as reviewer… more
- Citigroup (New York, NY)
- …knowledge with other sales consultants and junior staff. + Always ensures compliance with regulatory requirements including Citi's policies and guidelines. + ... **SVP Cash Management Sales Officer - Global Solution Sales (Consumer, Healthcare, and...corporations, governments and institutions with a broad range of financial products and services, including consumer banking and credit,… more
- Citigroup (New York, NY)
- …to uphold financial stability, manage potential risks, and ensure regulatory compliance , which collectively support the company's overall financial ... + Solid understanding and experience with internal or external controls, regulatory compliance , and capital planning. + Excellent organizational skills… more
- Coinbase (Albany, NY)
- …security infrastructure and controls to protect critical business assets and meet regulatory compliance requirements * Lead engineering build activities for ... frameworks, and compliance documentation aligned with industry best practices and regulatory requirements *What we look for in you (ie. job requirements):* *… more
- Citigroup (Queens, NY)
- The Business Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering their ... Leverages data to examine impacts to Customer Experience and Regulatory breaks. + Has the ability to operate with...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- JPMorgan Chase (New York, NY)
- …+ Lead the discussion and respond to questions regarding clients during internal and regulatory audits of the portfolio. + Ensure compliance with all audit and ... Bring your expertise to JPMorganChase. As part of Risk Management and Compliance , you are at the center of keeping JPMorganChase strong and resilient. You help the… more
- Raymond James Financial, Inc. (New York, NY)
- …risk information. . Ensures the business risk management practices comply with regulatory requirements and industry best practices. Also, engages with regulators to ... risk context. . Reports risk-related data including risk exposure, compliance to risk policies, and effectiveness of current risk...risk controls and segregation of duties . Relevant risk-based regulatory schemes including Basel I and Basel II and… more
- M&T Bank (New York, NY)
- …appropriate Bank resources, including market leadership, tax liaison team, Legal and Compliance , to ensure timely delivery of quality service and expand client ... model for less experienced staff. + Understand and maintain current knowledge of regulatory requirements and Federal and state law concerning trust and estates, as… more