- Citigroup (Getzville, NY)
- …Controls and compliance with the GRA Standard and relevant external Regulatory Requirements. This role also requires working closely with Business and Finance ... **Responsibilities:** + Contributes to the design, roll-out and governance of financial solutions, including: + Participates in formulating and setting strategic… more
- SMBC (New York, NY)
- …drive cross-functional collaboration. + Prior risk managment within a complex regulatory and financial environment. **Additional Requirements** SMBC's employees ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...required. + Ensures the business unit is operating in compliance with applicable laws, rules, and regulations, provides oversight… more
- City of New York (New York, NY)
- …go-live conditions. Stay abreast of the latest security, privacy, and regulatory concerns, ensuring a proactive approach to third-party risk management. Advise ... or contracts, responding to changes requested by third parties to ensure compliance and data protection. - Develop and implement efficient processes for risk… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of...all Wall Crossings. + Liaises with EMEA and Tokyo Compliance to ensure global consistency where necessary and/or desirable.… more
- Mizuho Corporate Bank (New York, NY)
- … regulatory reporting requirements as relevant to their remit. Summary The Operations Regulatory Reporting Officer position will play a key role in the ... team plays a key role (in collaboration with legal, compliance , IT, etc) in the analysis, requirements specifications, and...4+ years of work experience preferred at a large financial institution, knowledge of regulatory reporting and… more
- American Express (New York, NY)
- …Plan (BCP), Records Management and serving as the Line of Business Compliance Officer (LOBCO) (as LOBCO performing regulatory compliance reviews of new ... Minimum 5-7 years of operational experience in exam management, regulatory affairs, risk management, and/or ops risk/ compliance ...means caring for you and your loved ones' physical, financial , and mental health, as well as providing the… more
- KeyBank (NY)
- …is taken to address regulatory expectations and to ensure Key maintains compliance with financial crimes regulatory requirements. Support the AML ... institution laws and regulations, as applicable. + Collaborate with the Chief AML Officer , Financial Crimes Risk Management Directors, and other stakeholders on… more
- American Express (New York, NY)
- …unit's exams, where appropriate. **Minimum Qualifications:** + 4 years in a financial risk management function (eg, audit, compliance , operations, credit). + ... financing, and savings products. Led by the Chief Operating Officer , AENB HQ drives the administration of programs and...key connection point with the second-line Global Risk & Compliance (GRC) teams. **How will you make an impact… more
- University of Rochester (Rochester, NY)
- …Laser Energetics (LLE) is seeking a highly skilled and experienced Lead Contracting Compliance Officer . This individual will ensure LLE's full adherence to ... DFARS, and the application of ethical business practices. The Lead Contracting Compliance Officer will be responsible for developing, implementing, and… more
- HSBC (New York, NY)
- **Description** **Litigation, Regulatory Enforcement and Investigations (LREI), HSBC Technology & Services (USA) Inc., New York, NY:** Provide strategic support to ... to generate insights for decision-making and operational improvements. Responsible for annual financial planning of staff costs and external legal spend and monthly… more