- Binghamton University (Binghamton, NY)
- …of accounting principles and practices, with a track record of overseeing accurate financial reporting, regulatory compliance , and audit readiness; + ... and policies for internal controls; + serve as in-house financial compliance expert and ensure compliance... and operational/administrative management + Experience as a Chief Financial Officer or other senior finance role… more
- Skanska (Queens, NY)
- …The DBE Compliance Manager reports directly to the Business Unit DBE Compliance Officer (UDCO) or Project Manager, as determined. The DBE Compliance ... programs. **DBE Compliance Manager Required Qualifications:** + Analyze and understand regulatory systems + Knowledge of the Federal, state and local laws and… more
- JPMorgan Chase (New York, NY)
- …on credit rating + Stay informed about the evolving economic, legislative, and regulatory environment that impacts the financial institution sector + Provide ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...and striving to be best-in-class. As a Lead Credit Officer on the Banks and Broker Dealers team, you… more
- American Express (New York, NY)
- …operates in a safe, sound, and fully compliant manner with all applicable regulatory expectations. Global Risk & Compliance creates and maintains the overall ... and challenge, ensuring that risks are managed effectively and in compliance with regulatory expectations. **The** **Director** **,** **Corporate Functions**… more
- New York State Civil Service (Brooklyn, NY)
- …and knowledge of investigative principles, including surveillance, witness/target interviews, financial record and database analysis to advance investigations and ... individuals related to investigations.6. Facilitate arrest/enforcement activities.7. Perform enforcement, regulatory , and licensing investigative field actives.8. Engage in undercover… more
- Tompkins Community Bank (Ithaca, NY)
- …in adherence to Company standards, follows policies and procedures to ensure compliance with Company and regulatory requirements. Responsibilities + Perform ... appointments; taking and distributing messages; organizing and maintaining files within compliance and regulatory guidelines. + Support Wealth Advisors/Trust… more
- HSBC (New York, NY)
- …by policy. Contain compliance risks in liaison with the Head of Group Compliance , Global Business Compliance Officer , Area Compliance Officer ... Local Compliance Officer , ensuring adequate compliance resources and training, fostering a compliance ...risks, best practices and required actions pertaining to US financial regulatory actions and Governmental changes. Domestic… more
- Ellis Medicine (Niskayuna, NY)
- …payroll period. * Responsible for overall quality of patient care, ensuring compliance with internal and external regulatory standards. * Identifies, responds, ... issues identified. * Responsible for overall quality of patient care, ensuring compliance with internal and external regulatory standards. * Maintains current… more
- Coinbase (Albany, NY)
- …a significant impact on a dynamic, high-growth technology company. Reporting to the Chief Financial Officer of Coinbase Financial Markets, this role will be ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...accounting, reporting and analysis of business activity and all regulatory compliance requirements related to the registered… more
- TD Bank (New York, NY)
- …sources (eg, order management systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management: Ensure TDS meet regulatory ... Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office...and timeliness of data used to detect market abuse, financial misconduct, and regulatory violations. The ideal… more