- Wells Fargo (Charlotte, NC)
- Job Description **About this role:** Wells Fargo is seeking a **Lead Compliance Officer ** to join the ** Regulatory Change & Inventory Management (RCIM)** ... . As part of the RCIM team, the Lead Compliance Officer will lead several critical tasks...for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ),… more
- Truist (Charlotte, NC)
- …years of direct experience in compliance 4. Demonstrated experience with regulatory agencies, requirements, and/or regulatory compliance . 5. Strong ... control issues. 5. Communicate with management and regulators with respect to compliance risk management activities and regulatory examinations. 6. Implement… more
- City National Bank (Charlotte, NC)
- * COMPLIANCE OFFICER SENIOR* WHAT IS THE...Minimum 7 years of lending, compliance , and regulatory reporting. * Minimum 5 years of financial ... OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and...and regulations, ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies… more
- Equitable (Charlotte, NC)
- …an organization that will help unlock your potential? Reporting directly to the Equitable Financial Chief Compliance Officer , the role is responsible for ... Chief Compliance Officer ( 250000CZ ) **Primary...making effective judgments as to prioritizing and time allocation. ** Regulatory Environment - Financial Services:** Knowledge of… more
- Wells Fargo (Charlotte, NC)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... **About this role:** Wells Fargo is seeking a Lead Compliance Officer to join the CIB Macro...Dealer within the Markets Division. This role will provide regulatory compliance advice to the business and… more
- Wells Fargo (Charlotte, NC)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... **About this role:** Wells Fargo is seeking a Lead Compliance Officer in Corporate and Investment Banking...implement and maintain risk standards and programs to drive compliance with federal, state, agency, legal and regulatory… more
- Wells Fargo (Charlotte, NC)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... **About this role:** We are seeking a highly experienced Senior Lead Compliance Officer to support the Structured Products Group (SPG) across both Capital… more
- CDM Smith (Winston Salem, NC)
- …management and the Board of Directors. * Leads and is accountable for all regulatory compliance and ethical financial practices. * Identifies and evaluates ... firm) is seeking a strategic, hands-on, and results-driven Chief Financial Officer (CFO) to lead our global...objectives. * Oversees global budgeting, forecasting, cash flow, and financial reporting. * Ensures compliance with accounting… more
- Citigroup (Charlotte, NC)
- …experience in compliance , legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a ... Serves as a function/business/product compliance risk officer for Independent ...well as, provide transactional approvals and interpretation of internal compliance policies. + Assisting with regulatory inquiries… more
- LifePoint Health (Henderson, NC)
- …to drive efficient patient flow). Work collaboratively with CEO, Chief Nursing Officer , Chief Financial Officer , and Assistant Administrator keeping ... the rest of the care continuum. Clinical technology acquisition and implementation. Regulatory compliance . Other duties as assigned. *Required Education* Doctor… more