- Comerica (Charlotte, NC)
- …risk and control culture, and is responsible to evolving business needs and regulatory expectations. As a First Line leader, the Business Control Director Senior ... relevant internal risk management oversight including committees and business meetings. Regulatory Engagement & Remediation The primary contact for regulatory … more
- Truist (Charlotte, NC)
- …the BUCRO is not available. Participation in working groups and councils, regulatory agency meetings and examinations to offer 1st Line effective challenge, ensure ... Assist the BUCRO with monitoring of risk exposures, concentrations and limits for compliance with risk appetite as well as effective challenge of Business Unit… more
- Truist (Raleigh, NC)
- …development and maturation of second line risk programs in alignment with regulatory expectations while balancing demands on capacity to execute program requirements ... the development and maturation of the firm's risk programs to meet with regulatory expectations. 3. Serve as a subject matter expert for Enterprise and Operational… more
- Truist (Greensboro, NC)
- …identification, mitigation, monitoring and reporting of operational, technology, and compliance related risks within Enterprise Technology. 2. Communicate and drive ... and other risk partners. 6. Ensure effectiveness and structure in regulatory engagement practices, including responses out of Enterprise Technology. 7. Develop… more
- Banc of California (Durham, NC)
- …is committed to its local communities by supporting organizations that provide financial literacy and job training, small business support, affordable housing, and ... a variety of tasks related to ensuring the Bank's compliance under the Community Reinvestment Act.("CRA") In this role,...community development loans for the purpose of internal and regulatory reporting. + Supports the operations of the Bank's… more
- Banc of California (Durham, NC)
- …is committed to its local communities by supporting organizations that provide financial literacy and job training, small business support, affordable housing, and ... implementing technical security standards to support the Bank's security needs and regulatory requirements including ISO2700x, CFPB, SOX, GLBA, NIST, FFIEC and PCI.… more
- American Express (Charlotte, NC)
- …unit's exams, where appropriate. **Minimum Qualifications:** + 4 years in a financial risk management function (eg, audit, compliance , operations, credit). + ... financing, and savings products. Led by the Chief Operating Officer , AENB HQ drives the administration of programs and...key connection point with the second-line Global Risk & Compliance (GRC) teams. **How will you make an impact… more
- Truist (Charlotte, NC)
- …issues to the Regulatory Reporting Governance Committee, which includes the Chief Financial Officer (CFO), Chief Risk Officer (CRO), Corporate Controller ... timely preparation, review, production and distribution of external corporate and bank regulatory financial reports, including reports distributed to or filed… more
- Robert Half Legal (Charlotte, NC)
- …Thrive Here If You Have: + 5+ years' experience in compliance or regulatory roles within the financial services sector + Deep understanding of financial ... build toward a clear path to becoming a Chief Compliance Officer (CCO)! Compensation Highlights: ✨ Competitive...(preferred) Education: + Bachelor's degree required; advanced certifications in regulatory compliance are a plus ✨ Ready… more
- Bank of America (Charlotte, NC)
- …securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer (CFO) Group, we also bring together a holistic point of ... Enterprise Financial Risk Capital Markets Risk Sr. Specialist Charlotte,...+ Liquidity Management + Monitoring, Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift (United States… more