- Fifth Third Bank, NA (Charlotte, NC)
- …FUNCTION: Facilitates the continued development and implementation of the Bancorp's Financial Crimes Compliance programs, including ensuring compliance ... currency + Five years of related work experience, preferably with a BSA/AML compliance department, internal audit, regulated FinTech, or regulatory agency. CAMS… more
- American Express (Apex, NC)
- …operates in a safe, sound, and fully compliant manner with all applicable regulatory expectations. Global Risk & Compliance creates and maintains the overall ... and challenge, ensuring that risks are managed effectively and in compliance with regulatory expectations. **The** **Director** **,** **Corporate Functions**… more
- Surgery Care Affiliates (Raleigh, NC)
- … is responsible for ensuring that all aspects of facility safety and regulatory compliance are proactively managed and maintained. This role oversees the ... + Hazardous findings and safety issues + Emergency and disaster drill outcomes + Regulatory updates and compliance actions + Equipment and utility performance +… more
- Coinbase (Charlotte, NC)
- …a significant impact on a dynamic, high-growth technology company. Reporting to the Chief Financial Officer of Coinbase Financial Markets, this role will be ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...accounting, reporting and analysis of business activity and all regulatory compliance requirements related to the registered… more
- Dentsply Sirona (Charlotte, NC)
- …the Sarbanes-Oxley Act. You will have a direct impact on the company's financial integrity and compliance with regulatory requirements while collaborating ... This is not your typical internal control and SOX compliance position. The Director, Internal Control (SOX) and Special...execute special projects as assigned by the Chief Accounting Officer . The nature of these projects will be broad,… more
- Synchrony (Charlotte, NC)
- …the Chief Accounting Officer and other senior leaders of Synchrony Financial within Finance, FP&A, Risk, Compliance and Treasury, among others. **_Our ... financial considerations. + Assist in monitoring external accounting and regulatory developments that potentially impact Synchrony Financial . + Lead the… more
- City National Bank (Charlotte, NC)
- …functional Group of Senior Credit Administrators and will support the Chief Credit Officer in managing, directing, and controlling the lending activities of the Bank ... Senior Manager Credit Risk will have responsibility for Credit Policy, regulatory responses, oversight of First Line Portfolio Management, Underwriting, and… more
- Wells Fargo (Raleigh, NC)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... looking for more? Find it here. At Wells Fargo, we're more than a financial services leader - we're a global trailblazer committed to driving innovation, empowering… more
- Wells Fargo (Charlotte, NC)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... it here. At Wells Fargo, we're more than a financial services leader - we're a global trailblazer committed...a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008… more
- Bank of America (Charlotte, NC)
- …securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer (CFO) Group, we also bring together a holistic point of ... are guided by a common purpose to help make financial lives better through the power of every connection....+ Liquidity Management + Monitoring, Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift (United States… more