- American Express (Charlotte, NC)
- …Risk and Compliance organization and led by the Chief Risk Officer , manage operational risks associated with Information & Cyber Security Risk, Business ... to provide necessary documentation, addressing inquiries from regulators, and demonstrating compliance with legal and regulatory requirements and supervisory… more
- Wells Fargo (Fayetteville, NC)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... 2023 LinkedIn Top Companies list - and #1 among financial services companies - as the best workplace "to...a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008… more
- Wells Fargo (Hendersonville, NC)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... it here. At Wells Fargo, we're more than a financial services leader - we're a global trailblazer committed...a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008… more
- Truist (Charlotte, NC)
- …collaborate, and work across the organization, with the Corporate Controller and Chief Financial Officer , and their respective direct reports and team members. ... and internal controls. 6. Ensure integrity and timely filing of all financial information, including compliance with US Generally Accepted Accounting Principles… more
- Truist (Raleigh, NC)
- …Executive (BURE) for Enterprise Technology. The BURE reports to the Chief Information Officer for Truist. This role serves as a strategic advisor and subject matter ... risk appetite and the assigned business unit's strategic & financial plan. Acts as a delegate to the Business...support and oversight for change activities (both business and regulatory change). 6. Provide oversight and support for open… more
- American Express (Charlotte, NC)
- …Risk and Compliance organization and led by the Chief Risk Officer , manage operational risks associated with Information & Cyber Security Risk, Business ... that risk management activities are conducted in a manner compliant with regulatory requirements and expectations. The team aggregates and reports on key risk… more
- Wells Fargo (Charlotte, NC)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... matter area + Demonstrate comprehensive knowledge and understanding of the financial , operational, technical, and regulatory environment across multiple… more
- Bank of America (Charlotte, NC)
- …securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer (CFO) Group, we also bring together a holistic point of ... are guided by a common purpose to help make financial lives better through the power of every connection....+ Issue Management + Monitoring, Surveillance, and Testing + Regulatory Compliance + Technical Documentation **Shift:** 1st… more
- Wells Fargo (Charlotte, NC)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... Consultant) in Corporate Investment Banking (CIB) as part of The Chief Operating Officer (COO), within our CIB Banking Capital & Portfolio Management Group. Learn… more
- Lowe's (Mooresville, NC)
- …it provides guidance, direction, and advice on the pay programs that affect officer engagement, retention, and the long-term success of Lowe's. You will work closely ... formal documentation that adhere to governance best practices and evolving regulatory requirements + Lead complex, cross-functional initiatives related to executive… more