- Deloitte (Sacramento, CA)
- Financial Services Senior Manager - Regulatory & Financial Risk Our Deloitte Regulatory , Risk & Forensic team helps client leaders translate multifaceted ... consortiums, or trade groups or committees The Team Our Regulatory & Financial Risk offering supports clients'...financial services regulator (eg, OCC, FRB) or a law firm + Direct working experience developing bank licensing… more
- MUFG (Walnut Creek, CA)
- …field. *Minimum of three years of related work experience in liquidity regulatory reporting and financial services industry experience. *Previous direct ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the...that is protected under applicable federal, state, or local law . At MUFG, our colleagues are our greatest assets.… more
- Robert Half Legal (San Diego, CA)
- Description Financial Services Company Seeks Senior Attorney Focused on Broker-Dealer Compliance & FINRA Arbitrations About Firm & Position: A well-established ... financial services organization is seeking a Associate General Counsel - Broker-Dealer Regulatory Compliance to join its growing corporate legal department. This… more
- Applied Materials (Santa Clara, CA)
- …seeking a highly skilled and experienced Senior PMO to support our Product Regulatory Compliance program. This critical role ensures our products meet all applicable ... regulatory requirements and industry standards, enabling us to maintain...compliance considerations. **Finance** . Ability to analyze and interpret financial implications of compliance requirements. **Education** + Bachelor's Degree… more
- Applied Materials (Santa Clara, CA)
- …a highly skilled and experienced PMO Professional to support our Product Regulatory Compliance program. This critical role ensures our products meet all applicable ... regulatory requirements and industry standards, enabling us to maintain...considerations. **Finance** . Proven ability to analyze and interpret financial implications of compliance requirements. **Education** + Bachelor's Degree… more
- Lincoln Financial (Sacramento, CA)
- …74707 **The Role at a Glance** We are excited to bring on a ** Regulatory GAAP and Statutory Investment Reporting Analyst** to support the Investment Accounting and ... where you will gain experience in a wide array of areas including financial reporting, investment accounting, financial analysis, amongst other valuable skills.… more
- Deloitte (Los Angeles, CA)
- …are critical to businesses. Your contributions can help clients improve financial performance, accelerate new digital ventures, and fuel growth through innovation. ... experience + 4+ years of experience in Life Sciences Pharmaceutical R&D regulatory domain. Experience to include: introducing new technologies like GenAI, AI/ML, and… more
- City National Bank (Los Angeles, CA)
- …(Juris Doctor) * Minimum 10 years of experience with providing counsel to financial institutions on legal and regulatory matters *Additional Qualifications* * ... *SENIOR COUNSEL- AML/ FINANCIAL CRIMES* WHAT IS THE OPPORTUNITY? The Senior...subsidiaries, affiliates and related companies to minimize legal and regulatory risk associated with money laundering, economic sanctions, and… more
- Wells Fargo (Seal Beach, CA)
- …work experience, training, military experience, education + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 66 (or ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- CDM Smith (Truckee, CA)
- …management and the Board of Directors. * Leads and is accountable for all regulatory compliance and ethical financial practices. * Identifies and evaluates M&A ... held, employee-owned firm) is seeking a strategic, hands-on, and results-driven Chief Financial Officer (CFO) to lead our global financial operations. The… more