- JPMorgan Chase (Sonoma, CA)
- … financial needs. + Adhere to policies, procedures, and regulatory banking requirements. **Required qualifications, capabilities, and skills** + 1+ year ... with the utmost hospitality, using the latest banking solutions and cutting-edge financial technology combined with friendly and attentive service. You will take a… more
- L3Harris (Sacramento, CA)
- …for overseeing all accounting activities, ensuring compliance with accounting standards, regulatory requirements, and internal financial policies. The Director ... Accepted Accounting Principles (GAAP) and full compliance with all relevant regulatory requirements, including the International Traffic in Arms Regulations (ITAR)… more
- JPMorgan Chase (Palo Alto, CA)
- …and take advantage of a unique opportunity to work closely with Financial Advisors, providing personalized solutions and building lasting relationships. With a ... global resources of one of the world's most respected financial firms. Embrace the challenge of shaping the future...and provide investment quotes to clients while complying with regulatory and firm policies and procedures. + Interface directly… more
- Bank of America (Sacramento, CA)
- …At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible ... and developing exceptional talent, supporting our teammates' physical, emotional, and financial wellness, recognizing and rewarding performance, and how we make an… more
- Teledyne (Newark, CA)
- …at least 5 years in a senior management role. + Strong knowledge of corporate financial law , GAAP, and financial best practices. + Strong operational ... operations including accounting, budgeting, forecasting, cash flow management, and financial reporting. + Ensure compliance with all regulatory requirements… more
- BlackRock (San Francisco, CA)
- …and special projects. + Conduct research and draft comments on various regulatory proposals and consultations. + Draft and negotiate service provider, intermediary ... contracts. + Draft and update SEC registration statements and other regulatory documents and shareholder communications. + Collaborate with the compliance function,… more
- SMBC (Sacramento, CA)
- …of SMBC Group, is being built by a close-knit and fun-loving team of financial services professionals and technology experts who came together for the challenge of ... and data validation processes + Prepare monthly and quarterly regulatory reports including FR Y-14M and FR Y-14Q +...+ 7+ years of experience in data analysis, or financial services + Technical Skills + Database Management: Experience… more
- Bristol Myers Squibb (San Diego, CA)
- …statistical deliverables and alignment with program goals. + Partner with clinical, regulatory , and medical teams to shape development strategies, trial designs, and ... lifecycle plans that optimize clinical outcomes and regulatory success. + Oversee statistical design, endpoint selection, DMC proposals, and analysis strategies.… more
- Intuit (Mountain View, CA)
- …team is crucial in enabling Fintech Risk Management to detect and mitigate fraud, financial and compliance risks. The compliance risk pertains to a wide range of ... regulatory domains such as Anti-Money Laundering (AML), Consumer Protection,...experience with a significant focus on compliance within the financial services or fintech industry. + Proven domain knowledge… more
- Wells Fargo (Sacramento, CA)
- …to travel up to 50% of the time + Obtaining and/or maintainingappropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more