- City National Bank (Los Angeles, CA)
- …the sales and relationship management perspective, will assist clients to meet their financial needs, providing sound financial advice and acting as a trusted ... and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know Your Client,...processes * Personal & Small Business Financials - reviewing financial statements / tax returns of both individuals and… more
- US Bank (San Francisco, CA)
- …practices and FX global code - Considerable knowledge of applicable laws, regulations, financial services, and regulatory trends that impact their assigned line ... best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We… more
- MUFG (Los Angeles, CA)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- City National Bank (Los Angeles, CA)
- …the design and operating effectiveness of internal controls, adherence to regulatory reporting requirements and Bank policies, and the effectiveness of operations ... continuity, fraud risk management, and associated regulations, guidance, and regulatory expectations. * Responsible for reviewing outstanding issues relating to… more
- City National Bank (Los Angeles, CA)
- …assess the design and operating effectiveness of internal controls, adherence to regulatory requirements and Bank policies, and the effectiveness of operations of ... limited to the Bank Secrecy Act and OFAC regulations, guidance, and regulatory expectations * Responsible for reviewing outstanding issues relating to source… more
- BMO Financial Group (Los Angeles, CA)
- …with a functional or business line specialization.** **Knowledge of business and regulatory environment in which BMO Financial Group operates.** **Advanced ... person in this role provides and manages the delivery of legal and regulatory advice on products, initiatives, strategies, policies and developments for and on… more
- BMO Financial Group (Los Angeles, CA)
- …and implement solutions. Manages product risks in compliance with legal, regulatory , and risk compliance, and reporting. Collaborates with internal partners across ... and leads the execution of strategic initiatives to deliver on business and financial goals. + Determines product lifecycle. + Supports the execution of strategic… more
- City National Bank (Los Angeles, CA)
- …risk reporting and metrics to support all FLoD IT Risk routines, including regulatory oversight, issues management, risk advisory updates, escalations of past due / ... * 10 plus years of experience working at a major financial institution on audit and/or management initiatives programs, including management responsibilities… more
- City National Bank (Los Angeles, CA)
- …effectiveness for product and change risk management * Review and challenge regulatory remediation activities in assigned coverage areas to ensure product and change ... arising from risk assessments, risk monitoring, internal and external events, and regulatory exams * Exhibit high attention to details in identifying, aggregating,… more
- City National Bank (Los Angeles, CA)
- …testing internal controls and ensuring compliance with bank policies, procedures, and regulatory requirements, focusing on treasury and finance. WHAT WILL YOU DO? * ... all Bank policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know Your Client,...* Understanding of the technical aspects of accounting and financial reporting. * Experience in performing multiple projects and… more