- TD Bank (Tampa, FL)
- …business, customizing a broad range of products and services to meet the financial needs of TD's customers. The job acquires, develops and manages commercial banking ... and in the future with a focus on growing the portfolio by providing financial solutions and developing new business from both existing and new customers. The role… more
- TECO Energy (Tampa, FL)
- …cost for customers and grow earnings for the company. Supports regulatory activities including assisting in testimony preparation, answering interrogatories, and ... including senior executives. + Assist in the reporting of forecast data to regulatory bodies and affiliated companies. This includes development of regulatory … more
- JPMorgan Chase (Tampa, FL)
- …Testing CoE's overall success and strengthen the firm's compliance with regulatory obligations and industry standards. **Job responsibilities** + Lead control ... + Assess and monitor risks, ensuring adherence to firm standards, regulatory requirements, and industry best practices. Implement strategies to mitigate identified… more
- MUFG (Tampa, FL)
- …equivalent of experience of internal audit, and/or equivalent experience with the financial services industry, related markets, and related regulatory agencies. ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the...that is protected under applicable federal, state, or local law . At MUFG, our colleagues are our greatest assets.… more
- Citigroup (Tampa, FL)
- …liquidity risk management, stress testing, CCAR, or recovery planning at a large financial institution or regulatory body. * Deep understanding of regulatory ... risk under stressed and adverse conditions is robust, consistent with regulatory expectations, and aligned with the firm's risk appetite. **Key Responsibilities:**… more
- MUFG (Tampa, FL)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...experience in one or more domains including Risk Reporting, Regulatory Reporting, GL and Customer & Product Profitability +… more
- MUFG (Tampa, FL)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- BMO Financial Group (Sarasota, FL)
- …privacy, and act in their best interest. + Keeps current with the wider financial services marketplace, the legal and regulatory environment, and our commitment ... and prospects. Identifies customer needs and provides advice and guidance regarding financial solutions that are in the best interests of customers. Works… more
- Lincoln Financial (Tallahassee, FL)
- … regulatory perspectives, while also providing exposure to Lincoln Financial 's Information Technology, Data Analytics, and Professional Practices audit teams. A ... will lead and execute risk-based audits focusing on operational processes and regulatory compliance across the company. In this role, you will provide independent… more
- Robert Half Legal (Fort Lauderdale, FL)
- …securities, and mergers and acquisitions. * Proven expertise in handling complex financial transactions and regulatory compliance. * Proficiency in drafting and ... This is an excellent opportunity to work on complex financial transactions and provide critical legal support to our...Assist with the preparation and submission of filings to regulatory bodies, including SEC documents. * Support mergers and… more