- Bank of America (New York, NY)
- …Enterprise Position Monitoring and Disclosures team is part of the Global Markets Non- Financial Regulatory Reporting department. The is a global function with ... - primarily managing EPMD monitoring and disclosure preparation of non- financial regulatory reports under the relevant ...veteran or disability status or any factor prohibited by law , and as such affirms in policy and practice… more
- New York State Civil Service (New York, NY)
- …with financial institutions, other state and federal governmental and regulatory agencies, and law firms;* Drafts and negotiates contracts, memoranda ... with, and effectively collaborates on, policy, enforcement, litigation, and regulatory matters concerning the regulation of financial ...regulatory banking experience and knowledge of the Banking Law and Financial Services Law .*… more
- Bloomberg (New York, NY)
- …compliance services + Provide guidance on and implement controls relating to regulatory requirements and expectations for financial benchmarks and indices + ... function within the business **You'll need to have:** + Familiarity with the financial markets and UK and EU index-related regulatory developments, particularly… more
- American Express (New York, NY)
- …Our professionals come from diverse backgrounds including internal controls, regulatory compliance, financial accounting, operational risk, technology, and ... supporting second-line risk oversight groups. Coverage will include tax, accounting policy, financial reporting and regulatory reporting, financial planning… more
- Heritage Financial Credit Union (Middletown, NY)
- …a financial institution, auditing firm, or consulting firm with regulatory compliance focus + Bank operations experience in mortgage originations, mortgage ... NY (http://maps.google.com/maps?q=25+Rykowski+Lane+Middletown+NY+USA+10941) Job Type Full-time Description Come join Heritage Financial Credit Union's Risk & Compliance team as the… more
- TD Bank (New York, NY)
- …of TD Bank Group it has a key role in the USA providing support in financial , management, liquidity, and regulatory reporting. In addition, by its nature as a ... Control teams to resolve issues. + Work collaboratively with Regulatory reporting team, Financial Operations teams to...other characteristic protected under applicable federal, state, or local law . If you are an applicant with a disability… more
- TD Bank (New York, NY)
- …LLC and TD Wealth Management Services Inc) with independent and complex regulatory regimes. The Financial Advisors, Relationship Managers, and Investment ... Guides and complements the assigned portfolio in terms of financial , regulatory and risk management requirements +...other characteristic protected under applicable federal, state, or local law . If you are an applicant with a disability… more
- TD Bank (New York, NY)
- …Currency Comptroller (OCC), Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority** **(FINRA)** **Customer Accountabilities:** + ... Guides and complements the assigned portfolio in terms of financial , regulatory and risk management requirements +...other characteristic protected under applicable federal, state, or local law . If you are an applicant with a disability… more
- American Express (New York, NY)
- …backgrounds including internal controls, consumer compliance, technology, operational risk, financial accounting, data analytics, and banking operations. Our audit ... group responsible for managing audit operations, quality, and standards; regulatory relations; reporting; training and professional development; and key internal… more
- TD Bank (New York, NY)
- …+ Lead cross-functional teams and steer implementation, maintenance, and enhancement of regulatory compliance and risk management objectives + Lead the execution of ... and third-party service providers to deliver Compliance programs that satisfy regulatory requirements. **Depth & Scope:** + Expected to exercise sound and… more