- HSBC (New York, NY)
- …and achieve divisional business targets. As our Senior Legal Counsel - US Regulatory Legal you will: + Provide legal advice, guidance, and support to assigned ... legal risk is managed + Deliver specialized legal support on US bank regulatory matters affecting HSBC Group companies within the United States and, as appropriate,… more
- JPMorgan Chase (Brooklyn, NY)
- …1st Line of Defense (1LOD). It is responsible for executing the regulatory traceability process, documenting legal obligations, and mapping them to control framework ... elements to ensure compliance with material laws and regulatory requirements. Join our Markets Office of Legal Obligations...text as a layperson. JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to… more
- MUFG (New York, NY)
- …a broker-dealer or financial institution + Thorough understanding of financial markets, and regulatory requirements + Excellent communication and stakeholder ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the...that is protected under applicable federal, state, or local law . At MUFG, our colleagues are our greatest assets.… more
- Citigroup (New York, NY)
- Citibank, NA seeks a Regulatory Risk Sr. Officer I for its New York, NY location. Duties: Support Regulatory Execution team in the development, adoption, and BAU ... and deliver technology implementation roadmaps, ensuring that both business and regulatory requirements are met. Drive implementation and adoption of consistent data… more
- City National Bank (New York, NY)
- * REGULATORY ASSOCIATE, IN-BUSINESS CLIENT SERVICE & OPERATIONS RISK & CONTROLS* WHAT IS THE OPPORTUNITY? This position will work directly with the City National ... to support and assist in identifying, monitoring and mitigating operational and regulatory risks within Client Service & Operations.The role will support corporate… more
- HSBC (Buffalo, NY)
- …field + Good understanding of the US regulatory frameworks and regulatory requirements associated with financial services + Excellent spoken and written ... versatile, inquisitive, and diverse team of global professionals. As our Audit Manager, Regulatory Compliance, Conduct and Legal (RCCL) Audit you will: + Support the… more
- Bloomberg (New York, NY)
- Senior Software Engineer - Enterprise Regulatory Reporting Location New York Business Area Engineering and CTO Ref # 10045341 **Description & Requirements** The ... Enterprise Regulatory Reporting HUB (RHUB) provides a global cross jurisdictional...system resilience, scalability, and stability in response to evolving financial market demands and increasing load from our clients.… more
- Deloitte (New York, NY)
- …are critical to businesses. Your contributions can help clients improve financial performance, accelerate new digital ventures, and fuel growth through innovation. ... experience + 4+ years of experience in Life Sciences Pharmaceutical R&D regulatory domain. Experience to include: introducing new technologies like GenAI, AI/ML, and… more
- Mastercard (New York, NY)
- …greatest potential._ **Title and Summary** Director, Global Pricing & Interchange - Regulatory Overview: The Global Pricing and Interchange (P&IC) team: * Partners ... engagements. * Support external facing teams (ie, commercial, public policy, regulatory ) in value advocacy efforts including creation of pricing for value… more
- New York Power Authority (White Plains, NY)
- EHS Regulatory & Compliance Program Manager Location: White Plains, US **Summary** Supervises the implementation of controls to mitigate risk, completing risk ... OSHA, EPA, DOT, State, and Local Regulations. This position manages the EHS Regulatory Compliance Program ensuring that all regulatory requirements are followed… more
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