• Litigation, Regulatory Enforcement…

    HSBC (New York, NY)
    **Description** **Litigation, Regulatory Enforcement and Investigations (LREI), HSBC Technology & Services (USA) Inc., New York, NY:** Provide strategic support to ... to generate insights for decision-making and operational improvements. Responsible for annual financial planning of staff costs and external legal spend and monthly… more
    HSBC (08/13/25)
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  • Regulatory Compliance Managing Director

    Grant Thornton (New York, NY)
    As a Managing Director within our Regulatory Compliance & Risk Consulting practice, you will get the opportunity to contribute to our clients' business needs by ... Research, analyze, and understand current marketplace issues and emerging risk and regulatory requirements and guidance, and develop points of view to address client… more
    Grant Thornton (09/06/25)
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  • Regulatory Compliance Coordinator I…

    Mount Sinai Health System (New York, NY)
    **Job Description** The Regulatory Compliance Coordinator I works with investigators, consortiums, and the Clinical Trials Office infrastructure to develop new ... combination of education and applicable experience (preferred: research or regulatory ) + 3 years of experience in clinical research...necessary to obtain an IND#. 7. Collaborates with the Financial Manager on the development of the study budget… more
    Mount Sinai Health System (08/01/25)
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  • Regulatory Compliance Analyst

    ManpowerGroup (New York, NY)
    …onboarding reviews of new customers to ensure compliance with AML/KYC regulatory requirements. + Perform in-depth analysis and investigation of high-risk customers, ... **What's Needed?** + Bachelor's degree in Finance, Business Administration, Law , or a related field. + 2-5 years of...experience and expertise to improve knowledge of AML and financial crime prevention. + Competitive pay range. + Equal… more
    ManpowerGroup (09/02/25)
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  • Senior Attorney, SG-25 (Various Units)

    New York State Civil Service (Albany, NY)
    …strong written and verbal skills as liaison with financial institutions, other regulatory agencies, and law firms on matters relating to pending and ... NY HELP Yes Agency Financial Services, Department of Title Senior Attorney, SG-25...not limited to, the following:Banking Applications: Evaluates statutory and regulatory factors to be considered in the investigation of… more
    New York State Civil Service (07/01/25)
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  • GRC Regulatory Affairs and Governance…

    City National Bank (New York, NY)
    …initiatives to drive business strategy, mitigate potential risks and control gaps, financial return, and/or positive customer impact * Develops root cause analysis ... Bank of Canada, one of North America's leading diversified financial services companies. To learn more about City National...origin, disability, veteran status or other basis protected by law . It is unlawful in Massachusetts to require or… more
    City National Bank (09/04/25)
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  • Deputy Compliance Leader - Financial…

    GE Vernova (New York, NY)
    …for regulated securities transactions arranged through a registered Broker-Dealer and Financial Industry Regulatory Authority (FINRA) member firm, including ... infrastructure and/or development investment experience. + Experience with US and/or global regulatory regimes related to financial services firms, such as… more
    GE Vernova (09/06/25)
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  • Assistant General Counsel II- Financial…

    AIG (New York, NY)
    …crime/fidelity and kidnap & ransom insurance; + Research and review of legal/ regulatory issues impacting or potentially impacting Financial Lines products; and ... Working collaboratively with Regulatory colleagues to address regulatory matters impacting Financial Lines, including the...Experience: + 5+ years of experience in either a law firm or in-house legal department. + Familiarity with… more
    AIG (08/01/25)
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  • Sr. Specialized Finance Manager (US)…

    TD Bank (New York, NY)
    …or more areas of expertise + Anticipates emerging business trends and regulatory /risk issues as a basis for recommending large-scale product, technical, functional ... impact; typically oversees standards, controls and operating methods that have significant financial and operational impact within the context of their own field +… more
    TD Bank (09/04/25)
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  • Associate Attorney Financial Services, M-3

    New York State Civil Service (New York, NY)
    …must be in one or more of the following fields: litigation or financial industry investigations; corporate law involving such actions as corporate mergers, ... dissolutions, stockholder meetings and other related corporate actions; commercial financial documentation and negotiation; bank regulatory experience; insurance… more
    New York State Civil Service (07/23/25)
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