- PNC (Houston, TX)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... preferred but not limited to: *Knowledge of the CFTC Swap Dealer Regulatory Framework. *Understanding of NFA Requirements for Swap Dealers. *Extensive experience in… more
- Truist (Dallas, TX)
- …skills to drive best-in-class monitoring solutions that align with regulatory and business requirements. **ESSENTIAL DUTIES AND RESPONSIBILITIES** **Technical ... Define and implement observability governance frameworks, ensuring compliance with regulatory requirements (eg, FFIEC, OCC, Basel III, GDPR). Develop strategies… more
- CVS Health (Gun Barrel City, TX)
- …patients with meaningful counseling, and abiding by all legal and regulatory guidelines, amongst other required activities. The Pharmacy Manager is responsible ... (eg, annual inventory, PIC change, etc.) + Oversight of regulatory records box compliance and timely submission of ...rest breaks as required by company policy and state law + Maintains oversight of pharmacy scheduling, ensuringthe pharmacy… more
- USAA (San Antonio, TX)
- …USAA?** At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We ... with internal practices, risk and compliance policies and procedures, and regulatory requirements for quality management. **We offer a flexible work environment… more
- USAA (San Antonio, TX)
- …USAA?** At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We ... maximize the ability to manage risk in an environment shaped by regulatory change and disruptive, emerging technologies. Ensures effective and appropriate policies,… more
- PNC (Houston, TX)
- …Analysis and Verification, Data Gathering and Reporting, Effective Communications, Financial Statement Analysis, Negotiating, Problem Solving, Regulatory ... occasional absence days each year, unless otherwise required by law ; between 15 to 25 vacation days each year,...Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit… more
- Citigroup (Irving, TX)
- …This role is key to the company's overall risk management strategy, regulatory compliance and protection of financial health and reputation. **Responsibilities** ... comprehensive analysis and reporting of inherent risks across various portfolios, and regulatory reporting in compliance with standards like FR Y-14. By providing a… more
- CGI Technologies and Solutions, Inc. (Houston, TX)
- …security practices as well as the ability to identify and apply legal, regulatory , and industry-specific security requirements. You will help our clients define and ... deploy effective security solutions and strategies while addressing ever-changing regulatory and industry compliance challenges. You must be able to collaborate with… more
- CVS Health (Irving, TX)
- … Law firm or in-house experience. Healthcare and or regulatory experience. **Education** Bachelor's degree required or equivalent years of related ... various legal documents, and perform other related duties including state regulatory filings and network-related pharmacy benefit licensure matters. You will be… more
- Lincoln Financial (Austin, TX)
- … regulatory perspectives, while also providing exposure to Lincoln Financial 's Information Technology, Data Analytics, and Professional Practices audit teams. A ... will lead and execute risk-based audits focusing on operational processes and regulatory compliance across the company. In this role, you will provide independent… more