- Banc of California (Carlsbad, CA)
- …is committed to its local communities by supporting organizations that provide financial literacy and job training, small business support, affordable housing, and ... of the branch all while adhering to Bank and regulatory policies and guidelines. To accomplish this, the Branch...new and closed account reports, CTR filing, suspicious activity reporting , elder abuse reporting , and staff adherence… more
- Aston Carter (Yucaipa, CA)
- …to auditor inquiries. Intermediate Excel skills are essential for analyzing and reporting financial data, and maintaining accurate and organized financial ... financial data. + Maintain accurate and organized financial records in accordance with city and regulatory... financial records in accordance with city and regulatory standards. + Collaborate with other departments to ensure… more
- Citigroup (Beverly Hills, CA)
- …+ Anticipate events in a client's life and business which have significant financial implications. + Serve as a trusted advisor to clients who frequently seek ... strategic advice regarding financial matters. + Build relationships with client families that...or grants approvals as appropriate. + Ensure compliance on regulatory requirements and minimizes any potential liability for Citi.… more
- Citigroup (Los Angeles, CA)
- … + Anticipate events in a client's life and business which have significant financial implications. + Serve as a trusted advisor to clients who frequently seek ... strategic advice regarding financial matters. + Build relationships with client families that...or grants approvals as appropriate. + Ensure compliance on regulatory requirements and minimizes any potential liability for Citi.… more
- Citigroup (Los Angeles, CA)
- …professionals with deep industry specific expertise to help you navigate your financial goals. You could access a range of responsive banking, investing, wealth ... benefit, or financing, we aim to be your comprehensive financial partner. The Banker SAFE Act is an internally...or grants approvals as appropriate. + Ensure compliance on regulatory requirements and minimizes any potential liability for Citi.… more
- ServiceNow, Inc. (Santa Clara, CA)
- …closely with leaders across all business units to monitor changes in the regulatory landscape. + **Operational & Financial Risk:** Collaborate with Finance, IT, ... team, you will oversee enterprise risk, including operational, strategic, technology, regulatory , and third-party risks, ensuring alignment with business goals in a… more
- Sacramento Municipal Utility District (Sacramento, CA)
- …lifecycle. The position will understand and ensure compliance with regulatory requirements related to interconnection agreements, environmental regulations, and ... ensuring that expenditures are tracked and that projects are completed within financial constraints and to identify potential risks and challenges related to… more
- M&T Bank (Costa Mesa, CA)
- …+ Ensure coordination of activities related to monitoring risks and ensuring regulatory compliance for assigned accounts with Legal, Risk, Compliance and/or Audit as ... resources as required. + Work with external parties, including attorneys, financial advisors, interested parties and alliance/service partners, to structure and… more
- City National Bank (Los Angeles, CA)
- …audit methodology and taking into consideration industry development, emerging risks, and regulatory changes and expectations. WHAT WILL YOU DO? * Audit and ... Gathers and evaluates information received from business units and other external/ regulatory sources. Ability to multi-task and work in a dynamically changing… more
- Banc of California (Santa Ana, CA)
- …is committed to its local communities by supporting organizations that provide financial literacy and job training, small business support, affordable housing, and ... the RCSA processes, tools, policies, standards, and procedures. + Design and oversee reporting processes to provide clear status reporting . + Design and develop… more