- American Express (Sunrise, FL)
- …capture, classification, reporting and root cause analysis; external loss analysis; regulatory reporting ; scenario analysis and stress testing. + 5 years of ... to systems supporting Operational Risk Events (ORE) capture and reporting (eg, Archer, ServiceNow), with accountability for architectural decisions, data… more
- MUFG (Tampa, FL)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …compliance. + Rules and regulations of: Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); state securities regulatory ... degree preferred. Minimum of ten (10) years of Compliance, Legal, Banking and/or regulatory experience in the financial services industry. + Minimum five (5)… more
- JPMorgan Chase (Tampa, FL)
- … authorities (eg, plan remediation, testing requirements, compliance reporting ). + Ensure effective identification, quantification, communication, and management ... mitigation + Familiarity with risk management frameworks, industry standards, and financial industry regulatory requirements + Proficient knowledge and expertise… more
- Aston Carter (Juno Beach, FL)
- …monthly accrual process. + Conduct cost and schedule risk analysis. + Perform financial analyses for management and regulatory bodies. + Conduct variance ... + Experience in financial capital forecasting. + Basic understanding of financial statements and reporting . + Experience with cost control, project control,… more
- Citigroup (Tampa, FL)
- …successfully delivering complex regulatory projects. + Deep understanding of regulatory requirements and compliance frameworks within the financial services ... on Adjustment Reduction and Data Automation, directly tied to key regulatory concerns. This high-impact role requires a seasoned program management professional… more
- Citigroup (Tampa, FL)
- …Compliance Independent Assessment Plan. + Participates in the planning, executing, and reporting of compliance monitoring and compliance and regulatory issue ... and reporting on compliance testing or monitoring reviews and regulatory issue validation activities. + Extensive global compliance and audit related experience,… more
- First Horizon Bank (Miami, FL)
- …location listed in job posting. **Key Responsibilities** **_CRA Exam Management & Regulatory Preparedness_** **:** + Coordinate and manage all aspects of CRA ... + Serve as an effective liaison with Federal Reserve and other regulatory agencies during CRA examinations and coordinate responses to exam-related inquiries and… more
- CHS Inc. (Tallahassee, FL)
- …or high-profile situations. + Financial communications expertise: Strong understanding of financial concepts, reporting and the ability to translate complex ... regulatory compliance: Understanding of the agricultural, cooperative or financial industries, particularly as they relate to cooperative ownership, finance and… more
- American Express (Sunrise, FL)
- … regulatory frameworks, and/or operational standards + Experience within financial services industry + Strong analytical and problem-solving skills, with an ... within BU processes for GMNS to ensure adherence to regulatory standards, Amex policy and enhance the BU's resilience...a Vice President of Risk ID, Assessment, Testing & Reporting , Operational Risk Advisory to lead a diverse team… more