- Truist (Charlotte, NC)
- …and executive leadership to ensure alignment with the firm's risk appetite and regulatory requirements. Following is a summary of the essential functions for this ... Control Functions through the effective identification, mitigation, monitoring and reporting of operational, technology, compliance and strategic risks within the… more
- Dentsply Sirona (Charlotte, NC)
- …required. Maintaining an environment of effective internal control over financial reporting and compliance with all applicable regulatory standards are also ... and reporting policies. You will also manage all aspects of financial reporting for the Americas region, ensuring reporting to support quarterly filings… more
- USAA (Charlotte, NC)
- …USAA?** At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We ... serve as a key advisor responsible for recognizing and reporting IT and IS strategic and aggregate risks across...ability to handle risk in an environment built by regulatory change and pioneering, new technologies. Ensures effective and… more
- TD Bank (Charlotte, NC)
- …Loan Application Register (LAR) data prior to annual filing to the Consumer Financial Protection Bureau (CFPB). You will leverage your HMDA background to produce ... accurate reporting of findings identified in data integrity reviews which...will include assisting in response to periodic examinations by regulatory agencies and internal audit, ad-hoc requests related to… more
- City National Bank (Charlotte, NC)
- …business and corporate units regarding the ORM framework, tools, policies, procedures, and reporting metrics. * Provides 2LOD audit and regulatory exam support * ... for assigned coverage areas and communicating outcomes through escalation and reporting to management as necessary. This position provides an excellent opportunity… more
- US Bank (Charlotte, NC)
- …requirements for technical projects. + Considerable knowledge of applicable laws, regulations, financial services, and regulatory trends that impact Enterprise ... best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We… more
- Otsuka America Pharmaceutical Inc. (Raleigh, NC)
- …to post commercialization, with emphasis on the large global clinical trials and regulatory filing activities. The Senior Director, GCD is responsible for all the ... assigned programs after proof of concept through late-stage trials and regulatory submissions. + Provide medical and scientific leadership to cross-functional study… more
- Coinbase (Charlotte, NC)
- … regulatory exams; * Materials development for Board, governance committee, and regulatory stakeholders; * US regulatory reporting project management; * ... as we build the emerging onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a very specific candidate. We want… more
- American Express (Apex, NC)
- …plays a key part in ensuring that day-to-day operations align with regulatory requirements and internal policies, working closely with both business and compliance ... partners. The ideal candidate has strong regulatory knowledge, a process mindset, and the ability to...of compliance-related training to business staff. + Contribute to reporting of compliance metrics and trends to business leadership.… more
- Truist (Charlotte, NC)
- …and analytical assessment processes within Truist's capital adequacy process, including financial analysis and forecast aggregation and reporting , scenario ... into forecast results across different forecast workstream areas. Develop and maintain financial management tools for accurate and timely reporting and analysis… more