- TD Bank (Charlotte, NC)
- …to support Liquidity Risk Management. Provides accurate, efficient, and comprehensive reporting and analysis, and supports Committee and/or regulatory requests. ... in larger enterprise-wide undertakings + Provides and assists in regulatory and internal management reporting on a...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- Bank of America (Charlotte, NC)
- …At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible ... and developing exceptional talent, supporting our teammates' physical, emotional, and financial wellness, recognizing and rewarding performance, and how we make an… more
- Truist (Charlotte, NC)
- …terms, disciplines and frameworks **Preferred Qualifications:** + Experience interacting with financial services regulatory bodies; preferably Office of the ... guidance) + Cybersecurity certifications such as CISA, CISSP + Banking or financial services experience + Regulatory Change Management experience **General… more
- Bank of America (Charlotte, NC)
- …+ Line of Business (LoB) Products, Services & Acumen + Risk Governance & Reporting + Financial Crimes Risk Programs + Enhanced Due Diligence + Customer ... are guided by a common purpose to help make financial lives better through the power of every connection....ensuring cases meet or exceed closure and quality metrics, reporting facts of the investigation to assist in identifying… more
- Sprinklr (NC)
- …and own all accounting capabilities, including accounting, financial reporting , technical accounting, IT automation, tax, regulatory compliance, ... and leadership skills to establish and direct the accounting and external financial reporting functions. This position will manage a globally distributed team of… more
- City National Bank (Charlotte, NC)
- …or enhancing AI/GenAI and/or technology/operational risk programs, and executing on regulatory remediation projects at banks or other financial institutions ... of relevant use cases for GRM. * Works with various regulatory support functions for continuous monitoring and exam management, business unit/corporate… more
- Chiesi (Cary, NC)
- …functional leaders in coordination with the analyst team to provide high quality financial insights, reporting and analysis to senior leaders. This role demands ... global BU teams on various projects and reporting needs + Budgeting/Forecasting/ Reporting : + Establish and execute the monthly financial review process for… more
- PNC (Charlotte, NC)
- …Communications, Financial Statement Analysis, Flexibility and Adaptability, Investment Reporting , Market Risk, Regulatory Environment - Financial ... Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of… more
- Wells Fargo (Asheville, NC)
- …3+ years of management or leadership experience + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations ... ongoing regulatory obligations, which include periodic screening and mandatory reporting of certain incidents. + Specific compliance policies may apply regarding… more
- Wells Fargo (Charlotte, NC)
- …work experience, training, military experience, education + US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7, 9/10, and ... ongoing regulatory obligations, which include periodic screening and mandatory reporting of certain incidents. This position is not eligible for Visa… more