- PNC (Farmers Branch, TX)
- …Industry Knowledge, Internal Controls, Operational Risk, Organizational Governance, Regulatory Environment - Financial Services **Work Experience** ... Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of… more
- Comerica (Dallas, TX)
- …to the Community Reinvestment Act (CRA) and Home Mortgage Disclosure Act (HMDA) regulatory and reporting requirements + 4 years of experience with Advanced ... integrated into the Banks' overall CRA strategy and operations. Position Responsibilities: Regulatory Compliance Contribute to the analysis and preparation of various… more
- Charles Schwab (Westlake, TX)
- …trade monitoring solutions; and (vi) middle and back office operational functions. Reporting to a Director of the Broker-Dealer/Asset Management enterprise team, the ... assistance with onboarding and ongoing support to new team members. + ** Regulatory :** Conduct validation testing on the action plans completed by management to… more
- PNC (Dallas, TX)
- …and high-quality data is available and accessible to power analytics, regulatory reporting , AI/ML, and operational decision-making. Other primary ... for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals with certain… more
- Coinbase (Austin, TX)
- …and assist in developing creative solutions to mitigate risks and address regulatory challenges * Provide reporting to stakeholders and management on ... as we build the emerging onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a very specific candidate. We want… more
- TXNM Energy (Alvin, TX)
- …root causes and developing solutions to maintain operational efficiency and prevent regulatory violations. This position is vital for maintaining the integrity and ... and documents potential violations of the standards to support effective self- reporting and subsequent mitigation of violations Develops briefing materials for… more
- Comerica (Dallas, TX)
- …Lifecyle and play a role in Planning, Identifying, Assessing, Mitigating, Monitoring, and Reporting . BRCOs are members of the First Line of Defense (1LOD) who: ... be responsible for collaborating with 1LOD on risk management frameworks, tools, regulatory requirements and how to build and maintain internal controls. They will… more
- Bank of America (Addison, TX)
- …At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible ... and developing exceptional talent, supporting our teammates' physical, emotional, and financial wellness, recognizing and rewarding performance, and how we make an… more
- PNC (Dallas, TX)
- …to Detail, Collateral Management, Conflict Management, Data Gathering and Reporting , Effective Communications, Financial Statement Analysis, Flexibility and ... Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of… more
- US Bank (Irving, TX)
- …in or understanding of capital planning, CCAR, RWA, or related areas (eg regulatory reporting , model risk, enterprise risk, etc..) - Thorough understanding of ... experience Preferred Skills/Experience - Relevant knowledge of applicable laws, regulations, financial services, and regulatory trends that impact Corporate… more