- MUFG (New York, NY)
- …details. **Job Summary:** The Assistant Vice President role within the Global Financial Crimes Internal Audit function is responsible for executing independent, ... of assigned BSA/AML projects and audits (eg, planning, fieldwork testing, reporting , issues validation, etc.) and independently owning audit administration… more
- MUFG (New York, NY)
- …Performing testing procedures to support management's assessment of internal controls over financial reporting in accordance with the COSO Framework and ... or OFAC, regulations); fraud; Core-Compliance (privacy, etc.); government and industry regulatory and policy-making agencies (eg, Financial Industry … more
- TD Bank (New York, NY)
- …AMCB Finance division, designed to strengthen AMCB's governance and control environment over financial reporting and operational processes. It aims to do so by ... financial controls, ensuring accuracy, compliance, and risk mitigation across the bank's financial reporting and operations. **Depth & Scope:** + Scope of… more
- Heritage Financial Credit Union (Middletown, NY)
- …3+ years of progressive experience in internal audit , risk management, or regulatory compliance, preferably within a financial institution or credit union. + ... Middletown, NY Middletown, NY (http://maps.google.com/maps?q=25+Rykowski+Lane+Middletown+NY+USA+10941) Description Come join Heritage Financial Credit Union's Internal Audit Team as… more
- Ankura (Lexington, NY)
- …including many former audit firm partners, standard-setters, and other regulatory officials from the PCAOB, SEC, and Financial Accounting Standards ... and interpretation of Generally Accepted Accounting Principles ("GAAP"), International Financial Reporting Standards ("IFRS"), International Auditing Standards… more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- …schedule based on risk assessments, regulatory requirements, and business priorities. + ** Audit Reporting & Follow-Up** : Document audit findings, issue ... Quality Audit Manager** is responsible for planning, executing, and reporting on global audits to ensure **Good Clinical Practice (GCP) compliance** across… more
- American Express (New York, NY)
- …group responsible for managing audit operations, quality, and standards; regulatory relations; reporting ; training and professional development; and key ... next steps + Report on assigned tasks in client reporting meetings; assist with preparing materials for Regulatory...throughout the audit lifecycle + Understands regulations, regulatory risks, accounting, and financial industry best… more
- M&T Bank (Buffalo, NY)
- …methodology of the Internal Audit division and ensure Internal Audit practices meet regulatory and industry requirements. **Primary Responsibilities:** ... Practices Director and Chief Auditor. + Design, maintain, and/or execute effective internal audit processes and reporting to support the operations of the… more
- Coinbase (Albany, NY)
- …security related audits. This role is based in the US (Remote) and will be reporting to an Internal Audit IT Senior Manager. The individual will be responsible ... and security related audits from beginning to end. Key activities include audit planning, stakeholder management, fieldwork execution, reporting and validation… more
- SMBC (White Plains, NY)
- …Change Management, Remote Access, Incident and Problem Management, Cloud, and more. Reporting to IT Infrastructure Team Head, the Audit professional will ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...promote timely remediation. * Perform issue assurance work for audit , regulatory , and self-identified to confirm closure… more