- Scotiabank (New York, NY)
- …/ quarterly reporting for senior management, Internal Controls, GRM, Compliance, Audit , Operational Risk or 1A stakeholders. + Leads team that develops reports ... non- financial Risk management experience. 10+ years (governance, operations, audit , cyber, control functions, compliance, risk management). + Candidates require… more
- TD Bank (New York, NY)
- …a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates financial crime risk. This involves providing ... audit partners to ensure successful delivery of program requirements. + Assist with regulatory and audit requests. + Provide backup to general AML compliance… more
- M&T Bank (Buffalo, NY)
- … reporting of all financial data, promote compliance with all financial regulatory requirements, maintain an adequate system of internal financial ... financial information to support the decision-making process. The Financial Reporting team within the Controller's department...(eg, Tableau, SQL) + Familiarity with SEC and bank regulatory reporting + Understanding of internal control… more
- MUFG (New York, NY)
- …quality rules with different functions like Risk (Market and Credit), Finance and Regulatory Reporting , Static and Reference teams, Regulatory Operations and ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- Broadview FCU (Albany, NY)
- …of Finance. Essential Job Functions/Responsibilities: + Ensure ALM processes used for monthly financial reporting are prepared on time, accurate, complete + Lead ... plus credit union facing historically disruptive changes in the financial services sector. In addition, this role will be...adjusting risk profile of the balance sheet + Understand regulatory reporting changes. + Ensure ALM policy,… more
- KeyBank (Amherst, NY)
- …ability to manage the operation of A&C function in various business environment. * Regulatory Environment - Financial Services - Knowledge of regulatory ... ability to manage the operation of A&C function in various business environment. * Regulatory Environment - Financial Services - Knowledge of regulatory … more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- …are inspection ready, oversee clinical trial and submission support, lead the R&D audit program, engage with regulatory authorities, and maintain clinical data ... direct reports in the United States and dotted line reporting in Asia, Europe and North America. The leader...clinical-trial data are credible. Current and in-depth knowledge of audit techniques and government regulatory inspection procedures… more
- TD Bank (New York, NY)
- …+ Researches and investigates a range of financial accounting / audit operational and/or reporting issues + Requires specialized and/or advanced technical ... : Have strong knowledge of accounting principles (GAAP/IFRS) and ensure accuracy in financial reporting . + **Data Analysis:** Have experience to work with large… more
- MTA (New York, NY)
- …staff to ensure accuracy and compliance. Coordinate with the Director of Toll Audit to enhance data collection and reporting techniques for improved accuracy ... accordance with FLSA SUMMARY Under the direction of the Director of Toll Audit , the Manager, Non-Tolling Systems is responsible for the oversight, coordination, and… more
- Truist (New York, NY)
- …and regulatory change). 6. Provide oversight and support for open risk, audit , and regulatory issues. Evaluate the root cause, the corrective action plans ... and document remediation. 7. Support the business for all audit and regulatory exam engagements. 8. Communicate...and solutions to remediate gaps. + Broad risk and regulatory knowledge with an emphasis on Non- Financial … more