- TD Bank (New York, NY)
- … financial institutions' operational, financial , sales and trading, and regulatory reporting activities and their obligations to applicable rules and ... and deal management practices and activities. + Knowledge of financial product laws, rules and regulatory landscape,...behaviors and market participants. + Knowledge of testing or audit concepts and principles, as well as control analysis… more
- American Express (New York, NY)
- …the team is responsible for helping AENB attain all established operational and financial goals as well as ensuring ongoing adherence with laws and regulations ... of the Corporate Function Control Management Risk ID, Assessment, Testing and Reporting team is to identify, assess, mitigate, and report on Operational Risk… more
- American Express (New York, NY)
- …and reporting on credit findings (eg, finding themes etc.) **Internal Audit , Regulatory and Enterprise Risk Management (ERM) Support** + Coordinate with ... for credit risk governance. Responsibilities for this role include governance, reporting & analytics, working with stakeholders across the enterprise, regulatory… more
- Citigroup (Getzville, NY)
- …modeling and workflow mapping. + 2+ years experience working with internal/external audit / regulatory groups is preferred. + Advanced project management, data ... Quality Review, Crisis Management, Training, Awareness, Communications, Monitoring and Reporting . + Assist with reviews of third-party vendor relationships and… more
- Neuberger Berman (New York, NY)
- …+ Serve as a key member of the finance team overseeing accounting and financial reporting for Neuberger Berman's Secondary Funds business + Support accounting ... and financial reporting oversight for Neuberger Berman's broader... audit and tax professionals to support year-end audit and tax reporting processes + Prepare… more
- TD Bank (New York, NY)
- …meet business management, strategy and governance objectives. May provide complex reporting , analysis, and assessments at the functional or enterprise level. ... DMO processes as needed. *Develop/design and operationalize the monitoring of risk reporting reporting /dashboard for CUSO BS/CFs providing he consolidated view… more
- NBC Universal (New York, NY)
- …content. The spin-off is expected to be completed during 2025. Role Purpose: Reporting to the Vice President, Risk & Compliance, the Manager/Senior Manager, Risk & ... the identification of risks, appropriate controls, and ensures that robust monitoring & reporting is in place + Ensure that the risk, compliance, and control… more
- American Express (New York, NY)
- …the BU processes of the Credit & Fraud Risk to ensure adherence to regulatory standards, Amex policy and enhance the BU's resilience through managing a clear ... for a Manager of Risk Identification, Assessment, Testing & Reporting to be part of a dynamic team focused...further assessments and testing / QA programs to ensure regulatory and internal standards are met (eg, periodic RCSA… more
- AIG (New York, NY)
- …investments (10Q/K, Financial Supplement, STAT Audited Financials, Investment NAIC reporting and various government regulatory reports). AIG has multiple ... various sub-ledgers to the general ledger and ultimately AIG's financial statements as well as all related external ...+ Support the review and preparation of NAIC statutory reporting and other regulatory reporting … more
- Coinbase (Albany, NY)
- …teams, Legal and Compliance for risks, assessments, and reporting to meet regulatory requirements. * Support audit and regulatory inspections: Support ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...to inform improvements to threat models/risk scoring methodologies. * Reporting on risk posture: Support synchronous and asynchronous … more