- TD Bank (New York, NY)
- …Experience in trade or communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as a strong ... and penchant for learning new business areas and developing understanding of financial institution's products and regulatory requirements and obligations. +… more
- American Express (New York, NY)
- …in a safe, sound and fully compliant manner within all applicable regulatory expectations. We create and maintain the overall risk management framework while ... ensuring legal and regulatory compliance. Our culture in Global Risk & Compliance...acceptance testing, and post-implementation validation to maintain control and audit readiness. * Ensure solutions incorporate appropriate safeguards for… more
- Citigroup (Getzville, NY)
- …: + 10+ years of experience in operational risk management, compliance, audit , or other control-related functions in the financial services industry. ... knowledge of the assigned portfolio, and interdependencies with other Issues/ Regulatory Commitments. + Escalate any concerns/observations to relevant senior… more
- SMBC (New York, NY)
- …including documentation, ratings process, reporting , financial and tax audit reviews. + Follow market developments and regulatory related issues ABCP ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...("ABCP") conduit management platform, including conduit funding, program documentation, reporting related to the management of the program, and… more
- KeyBank (Amherst, NY)
- …partners with AML Operations, Financial Crimes Modeling & Analytics (FCMA), and Financial Crimes Reporting & Intelligence (FCRI) to help execute Key's AML ... risk management. + Experience interfacing with stakeholders in lines-of-business, risk management, audit , and regulatory discussions. + Ability to develop and… more
- MUFG (New York, NY)
- …participate in the remediation of any discovered issues. + Participate in regulatory agency / internal audit inspections, project remediation, and maintain ... and proactively negotiates within department to achieve outcomes. Provides recommendations on reporting , eg budget, risk, regulatory compliance. + Acts as a… more
- Broadview FCU (Albany, NY)
- …enterprise risks. Employs a scenario planning approach to risk management using financial models to forecast best- and worst-case outcomes based on quantifiable ... research to ensure modeling practices align with industry standards and regulatory expectations. + Apply industry-standard statistical and mathematical techniques to… more
- Weill Cornell Medical College (New York, NY)
- …The Director, Research Finance & Analysis is responsible for managing and directing the financial reporting and analysis of all research funds at Weill Cornell ... research sponsor guidelines. **Job Responsibilities** + Directs, develops and oversee financial reporting , models, forecasts, and multi-year operating budgets of… more
- TD Bank (New York, NY)
- …the Business is adhering to internal (risk management, oversight function and audit ) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** ... and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance &… more
- Rochester Regional Health (Rochester, NY)
- …and update documents, processes and procedure for daily operations and monthly financial reporting ; prepare reports based on the contract pharmacy's business ... Ability to work with minimal supervision RESPONSIBILITIES + Program Management & Auditing. Audit for compliance with OPA/HRSA and other regulatory bodies; review… more