- AIG (New York, NY)
- …change management, computer operations) and evaluate the impact of deficiencies on financial reporting . + Partner with business and technology stakeholders to ... scope, approach, and resolution of findings. + Contribute to audit reporting by drafting clear, concise observations...and problem-solving skills; comfort with using data analytics in audit testing. + Experience working in the financial… more
- M&T Bank (Buffalo, NY)
- …audit teams in the planning and execution of validation procedures for Internal Audit and Regulatory issues that require subject matter expertise. + Organize ... business activities (complex in nature), which meet the requirements of the Audit Committee and regulatory expectations. Ensures ongoing conformance with… more
- M&T Bank (Buffalo, NY)
- … regulatory requirements, and technology trends. **Primary Responsibilities:** Successful Audit Plan Completion + **Stay current on industry best practices** in ... and propose pragmatic, risk-based solutions. + **Lead validation procedures** for Internal Audit and Regulatory issues requiring subject matter expertise in data… more
- MUFG (New York, NY)
- …not limited to, independently owning the successful execution of the end-to-end audit process (eg planning, fieldwork testing, reporting , issues validation, ... documentation to ensure accuracy. + Provide constructive input to Audit & Finance Committee and Management reporting ....not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the… more
- SMBC (New York, NY)
- … audit coverage for the firm's cybersecurity and other related technology controls. Reporting to the Cybersecurity Audit Team Head, the Audit Director ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...to its employees. **Overview** SMBC is seeking an experienced Audit Director with a minimum of 10 years' experience… more
- Fedcap (New York, NY)
- …business functions and processes to ensure the integrity of controls over the financial reporting in accordance with the applicable accounting and auditing ... Position Summary The Internal Audit and Compliance Controller - will take ownership...the design and operating effectiveness of internal controls over financial reporting ; Participating in the planning and… more
- Citigroup (Getzville, NY)
- … Financial Acumen, Internal Controls, Issue Management, Problem Solving, Regulatory Reporting . **Other Relevant Skills** For complementary skills, please ... Regulatory Operations Vice President (VP) will be responsible for NAM cross-product Regulatory Reporting and Controls covering key OTC derivative reporting… more
- TD Bank (New York, NY)
- …assigned audit engagements throughout all phases: planning, testing, and reporting . + Understand end-to-end processes and develop process maps (system and data ... can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** Role Overview: **Job Description** As an ** Audit Manager… more
- American Express (New York, NY)
- …group responsible for managing audit operations, quality, and standards; regulatory relations; reporting ; training and professional development; and key ... operational risk, financial accounting, data analytics, and banking operations. Our audit teams align to key risk areas and business units to ensure IAG… more
- AIG (New York, NY)
- …management, operational, financial , internal control, and governance processes.As a Senior Audit Manager, you will be part of IAG's Core Technology audit ... and audit management, and regulators, and advise on emerging industry or regulatory topics/issues that may impact audit coverage + Continuously update the… more