- TD Bank (New York, NY)
- …details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager I - US Non- Financial Risk Management (NFRM) is responsible for ... on established audit plans in alignment with applicable policies and regulatory guidelines for TD Bank's Governance, Risk & Oversight Functions. The Audit… more
- Citigroup (New York, NY)
- …Cyber, Data and GenAI Engineering team and is a senior level management position, reporting to the Audit Director - AI Technology, Cyber, Data and GenAI ... Citi IA as the leading IA function in the financial services industry. Citi IA is a dynamic global...that are simple, creative, and responsive. **Responsibilities:** + Deliver audit reports, Internal Audit and Regulatory… more
- AIG (New York, NY)
- …management, operational, financial , internal control, and governance processes.As a Senior Audit Manager, you will be part of IAG's Core Technology audit ... and audit management, and regulators, and advise on emerging industry or regulatory topics/issues that may impact audit coverage + Continuously update the… more
- Capital One (New York, NY)
- …operations and ecosystem related risks, as well as risk management and regulatory expectations for a large financial institution. **Responsibilities include:** + ... + Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery. + Effectively review and compile relevant,… more
- SMBC (New York, NY)
- …experienced audit manager with a minimum of 10 years' experience in the financial industry to lead audit coverage of Front Office and associated support ... inception to completion including planning, testing, issue identification, workpaper review and reporting . + Lead audit teams to execute high quality reviews… more
- US Bank (New York, NY)
- …for testing control performance effectiveness and making evaluations which effectively achieve audit objectives. 5. Assisting the managers in reporting and ... controls. Coordinating audit activities by integrating other internal audit subject matter teams (product/service, technology, compliance, financial crimes,… more
- Capital One (New York, NY)
- …processes. + Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery. + Communicate the results of ... Senior Audit Manager, Corporate Compliance (Hybrid) Capital One's ...1+ years of experience with privacy compliance in the financial services industry + Certified Regulatory Compliance… more
- Tradeweb (New York, NY)
- …end-to-end audit life-cycle including conducting risk assessments, engagement planning, audit execution and reporting ; assisting the annual planning process ... members against functional and individual goals + Identify opportunities to leverage work across audit reviews, SOX 404, SOC and regulatory reviews so that risks… more
- M&T Bank (Buffalo, NY)
- …(data lakes, warehouses, ETL processes) and finance technology solutions (ERP, reporting tools, cloud-based financial systems). + Incorporate data analytics ... annual risk assessments, continuous auditing, and remediation plan validations. Communicate audit progress and findings to Bank management and oversee Auditors (as… more
- SMBC (New York, NY)
- …review and reporting . * Provide support, coaching, and feedback to audit team which may include internal or co-sourced internal audit professionals. ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...employees. **Role Description** SMBC is seeking an experienced Liquidity Audit Manager with a minimum of 7 years' experience… more