- JPMorgan Chase (Brooklyn, NY)
- …and Risk weighted assets (RWA) + Understanding the regulatory reporting requirements and the associated complex financial /accounting calculations + Ensuring ... Ensure timely execution of ad-hoc requests from senior management, audit , other functions, and regulatory agencies +...4+ years in a banking organization with exposure to regulatory reporting , financial statements analysis,… more
- JPMorgan Chase (New York, NY)
- …functions within JPMorgan Chase to deliver fulsome and consistent responses to regulatory inquiries. + Provide reporting to senior stakeholders highlighting ... engagements. + Knowledge of and experience with regulators' exam processes and regulatory matters JPMorganChase, one of the oldest financial institutions, offers… more
- TD Bank (New York, NY)
- …Experience in trade or communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as a strong ... and penchant for learning new business areas and developing understanding of financial institution's products and regulatory requirements and obligations. +… more
- TD Bank (New York, NY)
- …+ Bachelor's degree required + 10+ years' experience required preferably in Risk Management, Regulatory , or Audit in the financial services industry + Proven ... role. **Line of Business:** Risk Management **Job Description:** **The Regulatory Relationship Manager II** provides strategic oversight, assistance, and… more
- American Express (New York, NY)
- …team within the General Counsel's Organization to provide input to regulatory reporting and engagement with regulators. + Internal Audit Group to demonstrate ... and together, you will help us define the future of American Express. The Regulatory Exam Lifecycle Management team ("RELM") in Global Risk and Compliance is the… more
- TD Bank (New York, NY)
- …Experience in trade or communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as a strong ... and penchant for learning new business areas and developing understanding of financial institution's products and regulatory requirements and obligations. +… more
- JPMorgan Chase (New York, NY)
- …management by engaging with stakeholders and clients and ensuring compliance with regulatory requirements. **Job responsibilities** + Prepare weekly reporting on ... our firm leads with innovation and compliance. As a Cybersecurity Tech Regulatory Engagement Associate in Cybersecurity Technology & Controls, you will contribute to… more
- JPMorgan Chase (New York, NY)
- …fostering a secure and compliant environment. **Job responsibilities** + Prepare weekly reporting on regulatory exams and regulatory engagements for ... Step into the role of Cybersecurity Tech Regulatory Engagement Lead and lead the forefront of technological innovation and security. This pivotal position offers the… more
- TD Bank (New York, NY)
- …of the Global Compliance Program, including transformation and technology initiatives. Reporting to the Senior Manager, CPM, the Manager ensures regulatory ... activities that govern and support the identification, assessment, monitoring, and reporting of issues. Key accountabilities include: + Develop and deliver… more
- TD Bank (New York, NY)
- …Experience in trade or communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as a strong ... and penchant for learning new business areas and developing understanding of financial institution's products and regulatory requirements and obligations. +… more
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