- NTT DATA North America (Charlotte, NC)
- …impact on compliance excellence and organizational resilience in the face of evolving regulatory landscapes and financial crimes challenges. **Once You Are Here, ... to implement remediation solutions that align with business objectives and regulatory expectations. + Documentation and Reporting : Prepare detailed… more
- Truist (Charlotte, NC)
- …following job description:** Implementation, management and ongoing execution of the Truist regulatory reporting risk frameworks in alignment with second line of ... and governance for all risk types inherent in the regulatory reporting function. Following is a summary...well as other Committees, as applicable. 10. Assist with Audit and Regulatory Exam management. 11. Assist… more
- Bank of America (Charlotte, NC)
- Sr. Regulatory Reporting Controller Charlotte, North Carolina **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a ... instructions and business product strategies + Validate conformance with regulatory reporting instructions through a deep understanding of requirements… more
- Truist (Charlotte, NC)
- …Foster relationships between Senior Financial Management leaders, peers, the regulatory reporting production team and applicable business partners to ensure ... liquidity reporting . Implementation, management and ongoing execution of the Truist regulatory reporting risk frameworks in alignment with second line of… more
- Huntington National Bank (Charlotte, NC)
- …of appropriate review controls. . Identifies, articulates, and coordinates regulatory reporting issues with Risk Management, Internal Audit and Legal. . ... Description Our Regulatory Reporting Data & Automation Manager...a highly visible and impactful position working on Huntington's regulatory financial filings. The primary responsibility will… more
- TD Bank (Charlotte, NC)
- …ensuring the audit strategy is responsive to emerging risks and regulatory changes, while leading change initiatives that optimize audit processes and ... + Ensure all change management activities comply with internal policies, regulatory requirements, and audit best practices. + Facilitate post-implementation… more
- Otsuka America Pharmaceutical Inc. (Raleigh, NC)
- …schedule based on risk assessments, regulatory requirements, and business priorities. + ** Audit Reporting & Follow-Up** : Document audit findings, issue ... Quality Audit Manager** is responsible for planning, executing, and reporting on global audits to ensure **Good Clinical Practice (GCP) compliance** across… more
- Huntington National Bank (Charlotte, NC)
- … Capital Manager position is a highly visible and impactful financial reporting position working on Huntington's regulatory filings with a focus on the ... of appropriate review controls. . Identifies, articulates and coordinates regulatory reporting issues with Risk Management, Internal Audit and Legal. Basic… more
- City National Bank (Charlotte, NC)
- …function. The Senior Manager will be responsible for all aspects of the audit , including the planning, execution, and reporting phases. The Senior Manager ... the Bank Secrecy Act and OFAC regulations, guidance, and regulatory expectations * Support the Director of Audit...execute CNB BSA/AML and OFAC audits, including through the audit planning, execution, reporting , and issue remediation… more
- TD Bank (Charlotte, NC)
- …governance issues. **Business Performance & Analytics** + Provide business and performance reporting and analytics to enable effective audit planning and ... strategy, governance, or a related field within a large financial services organization. + Advanced knowledge of audit...methods. + Deep understanding of compliance, risk management, and regulatory standards as they relate to internal audit… more