- NTT DATA North America (Charlotte, NC)
- …impact on compliance excellence and organizational resilience in the face of evolving regulatory landscapes and financial crimes challenges. **Once You Are Here, ... to implement remediation solutions that align with business objectives and regulatory expectations. + Documentation and Reporting : Prepare detailed… more
- US Bank (Charlotte, NC)
- …when appropriate. + Preparing and reviewing board, committee, and other stakeholder reporting for completeness, consistency with other internal audit materials, ... and businesses we serve to make better and smarter financial decisions and enabling the communities we support to...the most up-to-date information, not limited to information internal audit is reporting . + Interacting regularly with… more
- TD Bank (Charlotte, NC)
- …AMCB Finance division, designed to strengthen AMCB's governance and control environment over financial reporting and operational processes. It aims to do so by ... financial controls, ensuring accuracy, compliance, and risk mitigation across the bank's financial reporting and operations. **Depth & Scope:** + Scope of… more
- Truist (Charlotte, NC)
- …following job description:** Implementation, management and ongoing execution of the Truist regulatory reporting risk frameworks in alignment with second line of ... and governance for all risk types inherent in the regulatory reporting function. Following is a summary...well as other Committees, as applicable. 10. Assist with Audit and Regulatory Exam management. 11. Assist… more
- TD Bank (Charlotte, NC)
- …ensuring the audit strategy is responsive to emerging risks and regulatory changes, while leading change initiatives that optimize audit processes and ... + Ensure all change management activities comply with internal policies, regulatory requirements, and audit best practices. + Facilitate post-implementation… more
- Bank of America (Charlotte, NC)
- Sr. Regulatory Reporting Controller Charlotte, North Carolina **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a ... instructions and business product strategies + Validate conformance with regulatory reporting instructions through a deep understanding of requirements… more
- Truist (Charlotte, NC)
- …Foster relationships between Senior Financial Management leaders, peers, the regulatory reporting production team and applicable business partners to ensure ... liquidity reporting . Implementation, management and ongoing execution of the Truist regulatory reporting risk frameworks in alignment with second line of… more
- Otsuka America Pharmaceutical Inc. (Raleigh, NC)
- …schedule based on risk assessments, regulatory requirements, and business priorities. + ** Audit Reporting & Follow-Up** : Document audit findings, issue ... Quality Audit Manager** is responsible for planning, executing, and reporting on global audits to ensure **Good Clinical Practice (GCP) compliance** across… more
- Huntington National Bank (Charlotte, NC)
- …of appropriate review controls. . Identifies, articulates, and coordinates regulatory reporting issues with Risk Management, Internal Audit and Legal. . ... Description Our Regulatory Reporting Data & Automation Manager...a highly visible and impactful position working on Huntington's regulatory financial filings. The primary responsibility will… more
- City National Bank (Charlotte, NC)
- …function. The Senior Manager will be responsible for all aspects of the audit , including the planning, execution, and reporting phases. The Senior Manager ... the Bank Secrecy Act and OFAC regulations, guidance, and regulatory expectations * Support the Director of Audit...execute CNB BSA/AML and OFAC audits, including through the audit planning, execution, reporting , and issue remediation… more