- TD Bank (Charlotte, NC)
- …Bachelor's degree required + 7 years related experience required, preferably in Risk Management, Regulatory , or Audit in the financial services industry + ... details for this role. **Line of Business:** Risk Management **Job Description:** Internal Audit Regulatory Management is the central point of contact for … more
- City National Bank (Charlotte, NC)
- *SR AUDIT MANAGER- IT REGULATORY ISSUES MANAGEMENT* WHAT IS THE OPPORTUNITY? Responsible for managing complex audits and supervising auditors assigned to the ... requirements WHAT WILL YOU DO? * Leads and performs audit testing for complex technology and regulatory ...Bank of Canada, one of North America's leading diversified financial services companies. To learn more about City National… more
- USAA (Charlotte, NC)
- …a dedicated **Staff Auditor,** you will perform audit assignments on the Finance Audit team covering Financial Regulatory Reports filed with FRB, OCC and ... assurance and advisory engagements across the organization. Applies learning knowledge of financial services regulations to audit assignments. Performs risk and… more
- Bank of America (Charlotte, NC)
- …with key stakeholders, including upstream process owners, data providers, and Non- Financial Regulatory Reporting Interpretation and Technology teams ... Regulatory Reporting Operations Professional Chandler, Arizona;New...regarding filings and submissions * Participate and represent the reporting function to control partners (eg, Audit … more
- Datavant (Raleigh, NC)
- …to continuous improvement. **Note: This position is not focused on nor responsible for financial auditing or SOX financial reporting , but will coordinate ... of Inspector General's (OIG) compliance program guidance and healthcare industry internal audit standards. Reporting to the Chief Compliance and Privacy Officer,… more
- Coinbase (Charlotte, NC)
- …Controls (ITACs), ensuring comprehensive coverage and assessment of IT-dependent financial reporting and operational processes. A strong understanding ... fieldwork, identifying areas for process improvement, efficiency gains, risk mitigation, and reporting . * *Impactful Audit Reporting & Recommendations:*… more
- Bank of America (Charlotte, NC)
- …and processes. Job Description: This role is responsible for preparation of non- financial regulatory reporting (NFRR), including submitting, under the ... key stakeholders, including upstream process owners, data providers, and Non- Financial Regulatory Reporting Interpretation and...* Audit experience * Knowledge of key regulatory reporting rules within the region of… more
- American Express (Apex, NC)
- …group responsible for managing audit operations, quality, and standards; regulatory relations; reporting ; training and professional development; and key ... auditing practices throughout the audit lifecycle + Understands regulations, regulatory risks, accounting, and financial industry best practices relevant to… more
- City National Bank (Charlotte, NC)
- …audit programs, and identifying data analytic opportunities to test compliance with regulatory requirements. The Audit Manager will analyze audit results, ... products and services, designs comprehensive audit programs, and executes audit procedures to evaluate compliance with regulatory requirements. Supervises… more
- City National Bank (Charlotte, NC)
- …in responding to US regulators to meet the evolving demands of the US regulatory environment and heightened expectations of internal audit . WHAT WILL YOU DO? ... * Prepare and oversee the execution of the annual audit plan for the CNB Financial Crimes...functions. * Work with efficiency and effectiveness throughout the audit lifecycle (planning, execution and reporting ), in… more