• Senior Manager, Customer Due Diligence

    Levi, Ray & Shoup, Inc. (Raleigh, NC)
    …Customer Due Diligence (CDD) to play a critical role in supporting their Financial Crimes Program. This position is responsible for executing and overseeing all ... Know Your Customer (KYC), and Office of Foreign Assets Control (OFAC) regulatory requirements. This leadership role also supports AML risk assessments, policy… more
    Levi, Ray & Shoup, Inc. (10/11/25)
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  • Senior Capital Markets Middle Office Specialist

    Wells Fargo (Charlotte, NC)
    …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
    Wells Fargo (10/10/25)
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  • Program Manager II (Governance, Risk & Compliance)

    Coinbase (Charlotte, NC)
    …* Develop and implement governance mechanisms, risk tracking tools, and compliance reporting processes. * Support audit readiness efforts, ensuring documentation ... as we build the emerging onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a very specific candidate. We want… more
    Coinbase (09/28/25)
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  • Credit Data Analyst

    First Horizon Bank (Charlotte, NC)
    …assumptions, data preparation workflows, model run logs, and periodic output validations, per audit and regulatory standards. + Assist with Model Risk Management ... capital estimates. Maintain documentation of model parameters, and simulation settings for audit and reproducibility. + Analyze EC model results to identify key… more
    First Horizon Bank (08/14/25)
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  • Senior Lead Control Management Officer

    Wells Fargo (Charlotte, NC)
    …across multiple areas or the enterprise, as well as good understanding of financial crimes, operational risk, audit , legal, credit risk, market risk, IT ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
    Wells Fargo (10/11/25)
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  • Director - Consumer Credit Review

    American Express (Apex, NC)
    …Credit Review function within the third line of defense at American Express - reporting to the Vice President of Consumer Credit Review. This leader will be ... small business credit acumen, operational leadership, and adherence to regulatory expectations for independent credit review functions. **Key Responsibilities** +… more
    American Express (10/02/25)
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  • Senior Quantitative Model Development Manager-…

    Truist (Charlotte, NC)
    …needed, including assurance providers (eg, Corporate Model Risk Management, Corporate Audit , and regulators). Support regulatory examinations and address ... in risk management 4. Knowledge/experience of best practices and current regulatory environment and associated expectations within the financial services… more
    Truist (09/30/25)
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  • Enterprise Data Governance Senior Lead

    US Bank (Charlotte, NC)
    …systems, and associated risks/controls - Knowledge of applicable laws, regulations, financial services, and regulatory trends - Experience working in ... essential along with the ability to understand business, technology, reporting processes and identify gaps easily. In addition, a...a regulatory environment, ie banking or financial markets - Proven track record of delivering cross-functional… more
    US Bank (07/24/25)
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  • Sr Portfolio Analyst - Information Technology

    The Hartford (Charlotte, NC)
    …department financials, including outlook locks, op planning, monthly reserving, capitalization, financial reporting supporting the CTO and business as needed, ... team as we help shape the future. The CTO Financial and Lean Portfolio Management team is looking for...with coordinating a continuous approach to ensure compliance with audit and regulatory requirements and non-discretionary initiatives.… more
    The Hartford (10/10/25)
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  • Digital Risk and Controls Advisor

    First Horizon Bank (Charlotte, NC)
    …and oversight of controls, identification and escalation of issues, and governance and reporting . The role is on point to manage audits, exams and other inquiries ... from internal audit and regulators relative to risk management. **Job Responsibilities:**...unit level risk assessments, including identifying, managing, monitoring and reporting line of business top risks and emerging risks… more
    First Horizon Bank (09/18/25)
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