- Wells Fargo (Charlotte, NC)
- …across multiple areas or the enterprise, as well as good understanding of financial crimes, operational risk, audit , legal, credit risk, market risk, IT ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- American Express (Apex, NC)
- …Credit Review function within the third line of defense at American Express - reporting to the Vice President of Consumer Credit Review. This leader will be ... small business credit acumen, operational leadership, and adherence to regulatory expectations for independent credit review functions. **Key Responsibilities** +… more
- Truist (Charlotte, NC)
- …needed, including assurance providers (eg, Corporate Model Risk Management, Corporate Audit , and regulators). Support regulatory examinations and address ... in risk management 4. Knowledge/experience of best practices and current regulatory environment and associated expectations within the financial services… more
- US Bank (Charlotte, NC)
- …systems, and associated risks/controls - Knowledge of applicable laws, regulations, financial services, and regulatory trends - Experience working in ... essential along with the ability to understand business, technology, reporting processes and identify gaps easily. In addition, a...a regulatory environment, ie banking or financial markets - Proven track record of delivering cross-functional… more
- The Hartford (Charlotte, NC)
- …department financials, including outlook locks, op planning, monthly reserving, capitalization, financial reporting supporting the CTO and business as needed, ... team as we help shape the future. The CTO Financial and Lean Portfolio Management team is looking for...with coordinating a continuous approach to ensure compliance with audit and regulatory requirements and non-discretionary initiatives.… more
- First Horizon Bank (Charlotte, NC)
- …and oversight of controls, identification and escalation of issues, and governance and reporting . The role is on point to manage audits, exams and other inquiries ... from internal audit and regulators relative to risk management. **Job Responsibilities:**...unit level risk assessments, including identifying, managing, monitoring and reporting line of business top risks and emerging risks… more
- Perdue Farms, Inc. (Rockingham, NC)
- …continuous improvement in risk mitigation. + Ensure safety compliance and regulatory adherence within the facility. **Food safety, Quality Standards and Continuous ... with maintenance and engineering to ensure equipment reliability and minimize downtime. ** Reporting and Communication** + Ensure accurate and timely reporting of… more
- Bank of America (Charlotte, NC)
- …methods to develop capabilities that meet line of business, risk management and regulatory requirements + Understanding financial data: schemas, flow, size, data ... are guided by a common purpose to help make financial lives better through the power of every connection....stakeholders within GRA & EIT, Front Line Units, Technology, Audit and Compliance + Provide leadership and oversight to… more
- Regions Bank (Charlotte, NC)
- …Bachelor's degree + Five (5) years banking experience, with a concentration in audit , compliance or regulatory functions **Skills and Competencies** + Ability to ... to meeting deadlines and performing tasks carefully to avoid regulatory , reputational, legal and financial risks to...and Controls systems, and advanced Excel data management and reporting .** This position will require daily (M-F) on site… more
- Prime Therapeutics (Raleigh, NC)
- …collaborating with Client Engagement and individual business areas to track, monitor, audit , and report metric-based performance outcomes as they relate to client ... levels to ensure Performance Guarantee (PG) risk is accounted for and reporting is accurately represented. **Responsibilities** + Execute or support the financial… more