- Bank of America (Charlotte, NC)
- …Knowledge of Bank of America business processes and front end application systems + Audit or risk control risk/controls background in financial services + Prior ... Audit Supervisor - Data Quality (DQ) Audit ...are guided by a common purpose to help make financial lives better through the power of every connection. We… more
- Wells Fargo (Charlotte, NC)
- …matter area + Demonstrate comprehensive knowledge and understanding of the financial , operational, technical, and regulatory environment across multiple ... **About this role:** The Audit Manager at Wells Fargo is an Individual...for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes… more
- US Bank (Charlotte, NC)
- …for testing control performance effectiveness and making evaluations which effectively achieve audit objectives. + Assisting the managers in reporting and ... experience **Preferred Skills/Experience** + Considerable knowledge of applicable laws, regulations, financial services, and regulatory trends that impact their… more
- TD Bank (Charlotte, NC)
- …details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager I - US Non- Financial Risk Management (NFRM) is responsible for ... on established audit plans in alignment with applicable policies and regulatory guidelines for TD Bank's Governance, Risk & Oversight Functions. The Audit… more
- PNC (Raleigh, NC)
- …or participate in STEM OPT for this position. **Job Description** + Manages financial , compliance, and/or operational audit reviews, including the evaluation of ... opportunity to contribute to the company's success. As an Audit Lead, you will be within PNC's Internal ...Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit… more
- PNC (Charlotte, NC)
- …* Proficient and proven ability to independently manage all phases of the audit lifecycle, including planning, fieldwork, and reporting , while driving results ... opportunity to contribute to the company's success. As an Audit Manager Senior Specialist, you will be within PNC's...Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit… more
- TD Bank (Charlotte, NC)
- … audit engagements, deadlines, budgets, and project plans. The main function of the Audit Manager II - US Non- Financial Risk Management (NFRM) is to oversee ... more specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager II...risk mitigation strategies are robust, effective, and aligned with regulatory standards. **Depth & Scope:** + Contributes to the… more
- Capital One (Charlotte, NC)
- …processes. + Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery. + Communicate the results of ... Senior Audit Manager, Corporate Compliance (Hybrid) Capital One's ...1+ years of experience with privacy compliance in the financial services industry + Certified Regulatory Compliance… more
- US Bank (Charlotte, NC)
- …for testing control performance effectiveness and making evaluations which effectively achieve audit objectives. 3. Assisting the managers in reporting and ... controls. Coordinating audit activities by integrating other internal audit subject matter teams (product/service, technology, compliance, financial crimes,… more
- Wolters Kluwer (Raleigh, NC)
- …cloud-based solutions. + **Consultative Support** - Serve as a trusted advisor on audit -related matters, providing guidance to clients on regulatory compliance, ... dedicated to empowering individuals and businesses with tools that streamline financial management and enhance compliance. We pride ourselves on delivering… more
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