- US Bank (Charlotte, NC)
- …Industry knowledge (eg Prudential and Conduct of Business, Operational Risk, Regulatory Reporting , Compliance, Legal, Human Resources, Treasury, Payments ... and businesses we serve to make better and smarter financial decisions and enabling the communities we support to...cost-effective actions to address those causes. + Assisting the audit team management in the reporting and… more
- TD Bank (Charlotte, NC)
- …and forecasting functions + Acts as a key point of contact for internal audit , regulatory reporting deliverables, and governance activities related to ... management reports and/or forecasts + Drives continuous improvements to the regulatory reporting and forecasting processes, focusing on timeliness, accuracy,… more
- TD Bank (Charlotte, NC)
- …monitoring, risk assessment, reporting and other activities** + **Internal Audit , regulatory exam, and ongoing supervision management, finding tracking, and ... and investment handbooks.** + **Knowledge and experience within compliance or audit , legal and regulatory environment, enterprise governance framework, products… more
- PNC (Raleigh, NC)
- …and regulator expectations. * As requested by Management, participate in Internal Audit engagements and Regulatory Exams through collection of supporting ... on continuous improvement. * As requested by Management, participate in Internal Audit engagements and Regulatory Exams through collection of supporting… more
- US Bank (Charlotte, NC)
- …operationally effective and cost-effective actions to address those causes. - Assisting the audit team management in the reporting and wrap-up phases of audits. ... experience **Preferred Skills/Experience** - Advanced knowledge of applicable laws, regulations, financial services, and regulatory trends that impact their… more
- Otsuka America Pharmaceutical Inc. (Raleigh, NC)
- …are inspection ready, oversee clinical trial and submission support, lead the R&D audit program, engage with regulatory authorities, and maintain clinical data ... direct reports in the United States and dotted line reporting in Asia, Europe and North America. The leader...clinical-trial data are credible. Current and in-depth knowledge of audit techniques and government regulatory inspection procedures… more
- Truist (Charlotte, NC)
- …and regulatory change). 6. Provide oversight and support for open risk, audit , and regulatory issues. Evaluate the root cause, the corrective action plans ... and document remediation. 7. Support the business for all audit and regulatory exam engagements. 8. Communicate...and solutions to remediate gaps. + Broad risk and regulatory knowledge with an emphasis on Non- Financial … more
- Wells Fargo (Charlotte, NC)
- …and sustainable solution development + Prepare executive-level materials, dashboards, and reporting for risk committees, internal audit , and regulators + ... Serve as a primary point of contact for audit and regulatory engagements related to Custom...for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes… more
- SMBC (Charlotte, NC)
- …years of business experience in finance, audit , risk, compliance, or regulatory management in banking / financial services. Specific knowledge of business ... third lines of defense functions (ie Finance, Risk, Internal Audit , Compliance, Legal). + Manage activities related to EUC...processes in-scope for EUC governance is a plus: ( Reporting - Financial , Regulatory , Risk,… more
- Wells Fargo (Charlotte, NC)
- …independent verification of capital calculations to ensure alignment with first-line regulatory reporting results. + Review quarterly capital adjustments, ... regulatory capital rules. + Foster strong partnerships across teams, including Regulatory Basel Reporting , Controllers, Regulatory Interpretative Team,… more