- US Bank (Charlotte, NC)
- …operationally effective and cost-effective actions to address those causes. - Assisting the audit team management in the reporting and wrap-up phases of audits. ... experience **Preferred Skills/Experience** - Advanced knowledge of applicable laws, regulations, financial services, and regulatory trends that impact their… more
- Otsuka America Pharmaceutical Inc. (Raleigh, NC)
- …are inspection ready, oversee clinical trial and submission support, lead the R&D audit program, engage with regulatory authorities, and maintain clinical data ... direct reports in the United States and dotted line reporting in Asia, Europe and North America. The leader...clinical-trial data are credible. Current and in-depth knowledge of audit techniques and government regulatory inspection procedures… more
- Truist (Charlotte, NC)
- …and regulatory change). 6. Provide oversight and support for open risk, audit , and regulatory issues. Evaluate the root cause, the corrective action plans ... and document remediation. 7. Support the business for all audit and regulatory exam engagements. 8. Communicate...and solutions to remediate gaps. + Broad risk and regulatory knowledge with an emphasis on Non- Financial … more
- SMBC (Charlotte, NC)
- …years of business experience in finance, audit , risk, compliance, or regulatory management in banking / financial services. Specific knowledge of business ... third lines of defense functions (ie Finance, Risk, Internal Audit , Compliance, Legal). + Manage activities related to EUC...processes in-scope for EUC governance is a plus: ( Reporting - Financial , Regulatory , Risk,… more
- Wells Fargo (Charlotte, NC)
- …independent verification of capital calculations to ensure alignment with first-line regulatory reporting results. + Review quarterly capital adjustments, ... regulatory capital rules. + Foster strong partnerships across teams, including Regulatory Basel Reporting , Controllers, Regulatory Interpretative Team,… more
- SMBC (Charlotte, NC)
- …development of project management templates, playbooks, and best practices. + Assist in regulatory and audit responses related to operational risk topics. **Role ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...competitive portfolio of benefits to its employees. **Role Description** Reporting to the Operational Risk Officer, Director of Operational… more
- TD Bank (Charlotte, NC)
- …in line with the Bank's risk philosophy and strategic direction. **Job Description** Reporting to the Head of Compliance, Regulatory Inventory and Regulatory ... objective guidance and independent challenge to the business, proactively managing regulatory change and providing trusted and reliable reporting , advice… more
- American Express (Charlotte, NC)
- …background in financial data within a regulated environment. Prior experience in financial services and regulatory reporting as a SME, Business Analyst ... for identifying, tracking, remediating, and monitoring data issues and risks that impact financial integrity, reporting , and regulatory compliance. The ideal… more
- City National Bank (Charlotte, NC)
- …regarding the ORM framework, policies and procedures. * Support and facilitate audit and regulatory exam activities * Build effective relationships, alliances, ... Issue Management, Scenario Analysis, Risk Appetite, Products and aggregating and reporting of operational risk information to the Management Risk Committee, Risk… more
- Grant Thornton (Charlotte, NC)
- …on complex accounting transactions. You will help clients address their transactional, regulatory , and strategic needs - all with the resources, environment, and ... you excel. More specifically, support on complex accounting matters arising from regulatory or strategic business changes such as adoption of new accounting… more