- Grant Thornton (Charlotte, NC)
- …on complex accounting transactions. You will help clients address their transactional, regulatory , and strategic needs - all with the resources, environment, and ... you excel. More specifically, support on complex accounting matters arising from regulatory or strategic business changes such as adoption of new accounting… more
- TD Bank (Charlotte, NC)
- …skills:** + **Knowledge and experience within bank compliance or bank audit , legal and regulatory environment, enterprise governance framework, products ... the team by providing the Business areas with objective guidance on regulatory compliance controls, processes, and implementation of Compliance programs to mitigate… more
- First Horizon Bank (Charlotte, NC)
- …in ensuring that our systems, processes, and data control align with regulatory requirements, enterprise standards, and industry best practices. The ideal candidate ... will combine deep knowledge of risk management, governance frameworks, and regulatory compliance with experience in commercial lending operations and technology… more
- American Express (Charlotte, NC)
- …regulatory change implementation, and incident response. + Support compliance testing, audit readiness, and business responses to regulatory inquiries and ... plays a key part in ensuring that day-to-day operations align with regulatory requirements and internal policies, working closely with both business and compliance… more
- TD Bank (Charlotte, NC)
- … reporting and information, escalation of issues and events. **Job Description** Reporting to the Senior Manager, Global Regulatory Change & Library ... objective guidance and independent challenge to the business, proactively managing regulatory change and providing trusted and reliable reporting , advice… more
- City National Bank (Charlotte, NC)
- …(Risk Advisory, Inter-milestone Testing, Assessments & Testing, Regulatory and Audit Exam Coordination etc.) functions with reporting request via support ... management. In addition, this function manages and develops risk reporting and metrics to support all FLoD IT Risk...* 1-3 years of experience working at a major financial institution on audit and/or management initiatives… more
- American Express (Charlotte, NC)
- …regulatory change implementation, and incident response. + Support compliance testing, audit readiness, and business responses to regulatory inquiries and ... plays a key part in ensuring that day-to-day operations align with regulatory requirements and internal policies, working closely with both business and compliance… more
- Leviton (Morganton, NC)
- …strategy, ensuring the highest standards of product quality, product safety, and regulatory compliance across all manufacturing sites. Reporting directly to the ... as the primary liaison for quality and product safety matters with customers, regulatory bodies, and certification agencies. Metrics and Reporting - Define and… more
- USAA (Charlotte, NC)
- …and reporting formats in alignment with risk appetite/profile and/or regulatory requirements. + Proactively identifies strategic and tactical regulatory ... experience in a relevant functional area to include banking, insurance, financial services, audit , project management, public accounting or other related… more
- TIAA (Charlotte, NC)
- …that investment and business processes are efficient, scalable, and aligned with regulatory and fiduciary obligations in PAM and IMG, while delivering value through ... three categories: 1) Investment and Business Risk Management; 2) Reporting and Oversight; 3) Practice Management. **Key Responsibilities and...primary liaison with Business Controls, Compliance / Risk / Audit functions * Management of audit /… more