- Charles Schwab (Westlake, TX)
- …for regulatory agency interactions, Board and Executive Management reporting , and general relationship management. Internal Audit activities are ... Fraud and Conducts audits are performed in accordance with regulatory requirements. Reporting to the Director (PL)...**What you have** + 3 - 5+ years of financial services-related audit experience with growing responsibility.… more
- Bank of America (Dallas, TX)
- …the potential for loss with collateral monitoring alerts and signals from financial statement analysis, sales volume, payoff trends, audit performance, inventory ... Account Manager-Dealer Financial Services Atlanta, Georgia;Dallas, Texas; Greensboro, North Carolina;...Supports the overall management of and research required for regulatory exams, internal audits, and other monitoring and inspection… more
- Charles Schwab (Austin, TX)
- …for regulatory agency interactions, Board and Executive Management reporting , and general relationship management. Internal Audit activities are ... **What you have** + 3 - 5+ years of financial services-related audit experience with growing responsibility....growing responsibility. Bank and/or Trust experience specific to internal audit and/or similar Big 4 Accounting or regulatory… more
- MUFG (Irving, TX)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- Citigroup (Irving, TX)
- …and audits. + Understand end use case requirements for data pipelines, eg, financial regulatory reporting requirements and critical business processes, and ... processes to minimize data discrepancies and ensure accuracy in financial reporting . + **Exception & Break Management:**... regulatory compliance, including direction and insight into reporting and trending. + ** Audit & Risk… more
- Deloitte (Houston, TX)
- …and external audit clients along with other services related to financial reporting . To further exploit opportunities and mitigate the risks presented ... deliver high-quality audits of financial statements and internal controls over financial reporting , along with assurance reports and valuable advice and… more
- Deloitte (Houston, TX)
- …and external audit clients along with other services related to financial reporting . To further exploit opportunities and mitigate the risks presented ... deliver high-quality audits of financial statements and internal controls over financial reporting , along with assurance reports and valuable advice and… more
- Bank of America (Dallas, TX)
- …degree + Certifications: CAMS, CIA + Experience in Financial Crime Regulatory Compliance (BSA/AML) + Experience in Audit **Shift:** 1st shift (United ... to assess compliance with Bank Secrecy Act (BSA) / Anti-Money Laundering regulatory requirements. **Responsibilities:** + Executes audit strategy for the sound… more
- PNC (Dallas, TX)
- …and Jira. * Experience with program metrics development, dashboards, and executive reporting . * Prior experience working with internal/external audit partners ... serve as the primary liaison with internal and external audit professionals, drive remediation of audit issues,...Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit… more
- Citigroup (Irving, TX)
- …on Banking Supervision (BCBS), and End User Computing (EUC). + Oversee Credit Bureau Reporting , Regulatory Reporting (eg FR Y-14), and monitoring of risk ... during Senior Management Committee reviews. + Lead policy-driven, remediation-driven, and regulatory initiatives, collaborating with other Risk Reporting teams… more