- MUFG (Tampa, FL)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...more details. The Head of Technology Risk Management will lead and oversee the firm's technology risk management function… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …compliance. + Rules and regulations of: Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); state securities regulatory ... industry best practices. + Serve as a cross-organizational team lead on privacy reviews and assessments. + Serve as...of ten (10) years of Compliance, Legal, Banking and/or regulatory experience in the financial services industry.… more
- University of Miami (Miami, FL)
- …to care and establish best practices. + Oversees compliance with regulatory agencies and professional organizational standards. + Oversees, mentors, trains, ... with University policies and procedures, reliability of internal and external reporting , and efficiency and effectiveness of operations. Creates an effective control… more
- Citigroup (Tampa, FL)
- …developing and optimizing Citi's data infrastructure to support liquidity risk management, regulatory reporting and financial forecasting. We are looking ... and respective Derivatives, Fixed Income, Commodities), Wholesale Banking, Treasury Functions, Financial Reporting , Risk Management is preferred + Knowledge of… more
- American Express (Sunrise, FL)
- …We are seeking an experienced and strategic Director, Compliance to lead compliance risk identification, management, and mitigation across US Consumer Business ... of Defense. This role is responsible for advising the business on regulatory obligations and ensuring that front-line activities operate within internal policy and… more
- Santander US (Miami, FL)
- …Finance, Business or equivalent field. - Required. 12+ Years Compliance, Legal, Regulatory , or Financial Services. - Required. + Advanced knowledge of ... Santander is a global leader and innovator in the financial services industry. We believe that our employees are...OFAC Chief of Staff and Transformation and will help lead change advisory efforts on behalf of Santander's BSA/AML… more
- First Horizon Bank (Miami, FL)
- …location listed in job posting. **Key Responsibilities** **_CRA Exam Management & Regulatory Preparedness_** **:** + Coordinate and manage all aspects of CRA ... + Serve as an effective liaison with Federal Reserve and other regulatory agencies during CRA examinations and coordinate responses to exam-related inquiries and… more
- CHS Inc. (Tallahassee, FL)
- …creating connections to empower agriculture. **Summary** CHS has an exciting opportunity to lead communication efforts in support of our financial and government ... or high-profile situations. + Financial communications expertise: Strong understanding of financial concepts, reporting and the ability to translate complex … more
- MUFG (Tampa, FL)
- …of experience of internal audit and/or equivalent of experience with the financial services industry, related markets, and related regulatory agencies. + ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- American Express (Sunrise, FL)
- …GMNS is looking for a Vice President of Risk ID, Assessment, Testing & Reporting , Operational Risk Advisory to lead a diverse team of high-performing ... regulatory frameworks, and/or operational standards + Experience within financial services industry + Strong analytical and problem-solving skills, with an… more