- TD Bank (Fort Lauderdale, FL)
- …industry standards. **Role Description:** + Supports the US Compliance Risk Assessment lead with managing and facilitating the US Compliance Risk Assessment and ... management of the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …IV (or higher) financial institutions and experience in interpreting regulatory reporting instructions. + Concepts, principles and practices of internal ... **Job Summary** The Data Sourcing Manager will lead and participate in data scoping and procurement...Unit areas to ensure that enterprise data used for Regulatory reporting , modeling, key business decisions and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …aligns with platform architecture, regulatory expectations, and operational needs. + Lead the buildout of a unified Financial Crimes Data Platform-integrated ... align with enterprise standards and support extensibility, observability, and resilience. + Lead the rationalization and modernization of legacy financial crime… more
- TD Bank (Jacksonville, FL)
- …Senior Group Risk Analyst provides a broad range of research, analysis, reporting , monitoring and/or operational process support within a defined area of function. ... and senior management of the Bank with respect to regulatory risk and other matters + Empowered to make...of moderately to complex risk and resource requirements; may lead end-to-end processes or functional programs + Executes on… more
- Citigroup (Tampa, FL)
- …individual will report to ESPA Governance - Compliance Risk and Regulations Lead . **Key Responsibilities** **:** + Disposition regulatory changes and mappings ... & design, MCA, QA, Monitoring & Testing, Issue Management and/or Governance Reporting & Analysis for effective end to end oversight, design, implementation, and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …tools and reports providing real-time insights into risk trends, including ad hoc reporting + Lead the evaluation, replacement, selection, and implementation of ... data and analytics of RJF Risk Management across all financial and non- financial risk stripes. Drive development...across the risk organization. + Ensure accurate and timely regulatory risk reporting and interface with … more
- Humana (Tallahassee, FL)
- …with SOX 404 requirements. + Collaborate cross-functionally with Finance, Legal, Treasury, and Regulatory Financial Reporting , et al to align tax accounting ... seeking a seasoned and strategic Director, Tax Accounting to lead our tax accounting and reporting function...under both ASC 740 and SSAP 101, supporting our financial integrity and regulatory obligations. The ideal… more
- Coinbase (Tallahassee, FL)
- …Controls (ITACs), ensuring comprehensive coverage and assessment of IT-dependent financial reporting and operational processes. A strong understanding ... Audit department (the third line of defense), you will lead , direct and own the company's SOX 404 and...* Deep understanding of the crypto, payments, and/or broader financial services industry, including emerging risks, regulatory … more
- American Express (Sunrise, FL)
- …capture, classification, reporting and root cause analysis; external loss analysis; regulatory reporting ; scenario analysis and stress testing. + 5 years of ... complex policy and methodology requirements into system logic, workflows, and reporting capabilities. Lead testing, validation, and change management across… more
- Motion Recruitment Partners (Tampa, FL)
- …groups, lead and manage simultaneous projects. + 4+ years of financial industry experience. + Must understand Regulatory Program Management. + Experience ... delivering technology changes related to regulatory programs, specifically within the financial industry. + Basic Financial Markets product knowledge,… more