- TD Bank (New York, NY)
- …of TD Bank Group it has a key role in the USA providing support in financial , management, liquidity, and regulatory reporting . In addition, by its nature as ... other regions (UK and Singapore). Specific Accountabilities Include: + Lead level 1 review of regulatory deliverables...team variance discussions to facilitate legal entity oversight & regulatory reporting flux analysis process. + Partner… more
- TD Bank (New York, NY)
- …experience building and scaling compliance programs. This critical role reports to the lead Governance Program Management Senior Manager and will lead the design ... from initial conception to implementation + Program Effectiveness Assessment: + Lead the planning, execution, and evolution of TD's global compliance Program… more
- TD Bank (New York, NY)
- …We are seeking a strategic and analytical Manager to join our Enterprise Regulatory Compliance Management (RCM) Risk Assessment team. This role is ideal for a ... and helping to evolve risk governance routines. **Key Responsibilities:** + ** Lead portions of the enterprise compliance risk assessment, including risk… more
- TD Bank (New York, NY)
- …programs, governance, and risk frameworks.** + **Experience with management reporting / reporting routines (excluding Board reporting ), regulatory exams, ... appropriate. **We are seeking a dynamic and forward-thinking Senior Manager to lead the strategic development and initiative planning for the Compliance Program… more
- TD Bank (New York, NY)
- …and governance related to maintaining and monitoring sound internal controls over financial reporting , disclosure and other financial and operational ... accuracy and timeliness of optimized processes and controls for financial reporting . Product Control is the primary...Verification and Valuation Adjustment processes for TD Securities. + Lead a small, high performing team to achieve business… more
- American Express (New York, NY)
- …governance, risk management, and control frameworks that support banking operations, regulatory reporting , and compliance with applicable prudential standards, ... Our professionals come from diverse backgrounds including internal controls, regulatory compliance, financial accounting, operational risk, technology, and… more
- TD Bank (New York, NY)
- …: Have strong knowledge of accounting principles (GAAP/IFRS) and ensure accuracy in financial reporting . + **Data Analysis:** Have experience to work with large ... **Preferred Qualifications:** **Senior Financial Analyst** **Technical Competencies:** + ** Financial & Management Reporting ** : Prepare and compile monthly… more
- JPMorgan Chase (Brooklyn, NY)
- …and skills.** + 4+ years in a Finance organization with exposure to accounting, financial statements, regulatory reporting , and financial products + ... on structured deals, etc. + Represent the team and lead efforts around strategic initiatives and ongoing improvements around...Product Control, Financial Control and/or knowledge of Regulatory Reporting + Bachelor's degree in Accounting… more
- City National Bank (New York, NY)
- …executive decision-making. * Expertise in OCC, FRB, FFIEC, and other financial regulatory requirements, including technology requirements, regulatory ... STRATEGY* WHAT IS THE OPPORTUNITY? The Senior Manager will lead the T&I Regulatory Remediation Oversight function...Oversight function within T&I Strategic Planning & Governance Office. Reporting to the head of T&I Regulatory … more
- TD Bank (New York, NY)
- …+ Ensure the updating of relevant governance documentation adequately reflects evolving legal, regulatory , and industry best practices + Lead and draft responses ... the global compliance governance document inventory. In this role you will also lead the development and execution of the strategic annual compliance plan. Must be… more