- TD Bank (New York, NY)
- …Currency Comptroller (OCC), Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority** **(FINRA)** **Customer Accountabilities:** + ... timely fashion + Guides and complements the assigned portfolio in terms of financial , regulatory and risk management requirements + Interacts with control… more
- Mizuho Corporate Bank (New York, NY)
- …roles in financial services. + Proficiency in compliance tech solutions, regulatory reporting systems, and case management tools. Required: SQL, Oracle, ... include developing and enhancing compliance systems such as case management, regulatory reporting , and surveillance tools. The ideal candidate will… more
- TD Bank (New York, NY)
- …on regulatory requirements and assisting business units to manage their regulatory risk. **Key Responsibilities:** + Reporting : With the Head of Surveillance ... Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance across TDS in accordance with the Global Compliance… more
- American Express (New York, NY)
- …and delivery of data products that enable enterprise risk data aggregation and regulatory reporting . This role is part of a multi-year transformation to ... help us define the future of American Express. **You Lead the Way. We've Got Your Back.** With the...Data Analytics, or a related discipline. + Familiarity with regulatory reporting concepts (eg, BCBS 239, CCAR,… more
- TD Bank (New York, NY)
- …Risk Analyst, RCSA Manager** provides a broad range of research, analysis, reporting , monitoring and/or operational process support within a defined area of ... and senior management of the Bank with respect to regulatory risk and other matters + Empowered to make...of moderately to complex risk and resource requirements; may lead end-to-end processes or functional programs + Executes on… more
- Raymond James Financial, Inc. (New York, NY)
- …tools and reports providing real-time insights into risk trends, including ad hoc reporting + Lead the evaluation, replacement, selection, and implementation of ... data and analytics of RJF Risk Management across all financial and non- financial risk stripes. Drive development...across the risk organization. + Ensure accurate and timely regulatory risk reporting and interface with … more
- Mizuho Corporate Bank (New York, NY)
- …their regulatory considerations. + Experience in improving model risk reporting processes and dashboards. Work Environment: This pivotal role offers the ... compliance, and effective management of all models. The role includes enhancing reporting capabilities, overseeing the model inventory via Archer, and fostering a… more
- TD Bank (New York, NY)
- …by Corporate Functions across TD. This position will primarily support Regulatory Compliance Management and Risk and Control Self-Assessments for US Enterprise ... to improve products, processes or services + Acts as a technical expert/ lead integrating cross-function understanding within their own field of specialty; may manage… more
- Wolters Kluwer (New York, NY)
- …ELM Solutions. Lead the annual budgeting and forecasting processes. + ** Financial Reporting :** Oversee the preparation and presentation of accurate and ... Foster collaboration among regional finance teams to drive consistency in financial reporting and performance metrics across all operating units,… more
- MTA (New York, NY)
- …as RCRA, TSCA, water and air quality regulations. Experience with environmental audits, regulatory reporting , and ensuring adherence to federal, state, and local ... the NYC region and Manhattan's Central Business District Congestion Relief Zone. Reporting directly to the Senior Vice President of Environmental, Safety and Health,… more