- TD Bank (New York, NY)
- …and strategic direction. This position plays a critical role in ensuring adherence to regulatory requirements such as the Fair Credit Reporting Act (FCRA/Reg V) ... protection regulations applicable to Performing Loan Servicing. The individual will lead and coordinate compliance-related initiatives, manage regulatory exams,… more
- Citigroup (New York, NY)
- …programs. + Comprehensive knowledge and understanding of strategic elements of financial , operational, technical, and regulatory environment across the company. ... organization and oversees Controls, Analytics and Decision Management, Quality Assurance, Regulatory Management, Data and Transformation for Technology, as well as… more
- Heritage Financial Credit Union (Middletown, NY)
- …state agencies (eg, NCUA, NY-DFS). + Stay informed of changes in the regulatory and financial service landscape and where appropriate, translate those changes ... of 3+ years of progressive experience in internal audit, risk management, or regulatory compliance, preferably within a financial institution or credit union. +… more
- SMBC (New York, NY)
- …Risk, Audit, and Technology teams to ensure program objectives align with regulatory expectations and internal control standards. + Lead the coordination ... with a strong background in data management, technology transformation, or regulatory programs within financial services. + Undergraduate degree required;… more
- Binghamton University (Binghamton, NY)
- …of accounting principles and practices, with a track record of overseeing accurate financial reporting , regulatory compliance, and audit readiness; + ... support strategic decision-making and gifts stewardship; + direct accounting, budgeting, and financial reporting activities; + oversee reporting processes… more
- American Express (New York, NY)
- …Practices group responsible for managing audit operations, quality, and standards; regulatory relations; reporting ; training and professional development; and ... leads the QAIP team, oversees the planning, execution and reporting of quality assurance (QA) reviews and initiatives, and...years of relevant experience in audit + Understanding of regulatory , accounting, and financial industry guidance and… more
- Coinbase (Albany, NY)
- …Controls (ITACs), ensuring comprehensive coverage and assessment of IT-dependent financial reporting and operational processes. A strong understanding ... Audit department (the third line of defense), you will lead , direct and own the company's SOX 404 and...* Deep understanding of the crypto, payments, and/or broader financial services industry, including emerging risks, regulatory … more
- Citigroup (New York, NY)
- … regulatory and administrative duties in conjunction with the team, including financial , staffing, quality, risk and regulatory matters + Execute vendor ... personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. + Develop financial projections… more
- American Express (New York, NY)
- …capture, classification, reporting and root cause analysis; external loss analysis; regulatory reporting ; scenario analysis and stress testing. + 5 years of ... complex policy and methodology requirements into system logic, workflows, and reporting capabilities. Lead testing, validation, and change management across… more
- Bank of America (New York, NY)
- …rule changes. **Team Specific Job Description:** The primary responsibilities of the Regulatory Capital Reporting and Consolidation (RCRC) team within Enterprise ... tools and methodologies for capital calculation, and ad-hoc analytical reporting to senior management and regulatory agencies....+ Analytical Thinking + Data and Trend Analysis + Financial Forecasting and Modeling + Reporting +… more