- MUFG (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...visionary yet grounded **Director of Data Strategic Initiatives** to lead a small, agile team focused on solving some… more
- TD Bank (New York, NY)
- …range of comprehensive analysis and research on individual corporations, industries, financial markets and/or economic developments to support business needs and ... and knowledge of broader related areas + Takes a lead role in modeling and interpretation of advanced insights...of multiple data inputs for: + Companies/industries and/or + Financial markets and economic analysis research reports (eg, initiating… more
- American Express (New York, NY)
- …to work independently and within cross-functional teams. + Familiarity with financial regulatory requirements around Business Continuity and Resilience (eg, ... compliance, third party risk management, training, exercising, and quality assurance. + Lead and support governance and reporting efforts, helping to identify… more
- Bank of America (New York, NY)
- …At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible ... and developing exceptional talent, supporting our teammates' physical, emotional, and financial wellness, recognizing and rewarding performance, and how we make an… more
- Aflac (New York, NY)
- …Compliance Manual, policies and procedures, and key operating procedures. + Assist with regulatory reporting , including Section 13, Treasury, Form ADV, and Form ... (Aflac). Aflac Global Investments (GI) located in New York's financial district and is the organization responsible for the...and business initiatives. + Work to manage and limit regulatory and reputational risk of Aflac and help to… more
- TD Bank (New York, NY)
- …completion. **Depth & Scope:** + Works autonomously and accountable for acting as a lead within a specialized audit practice area and may provide work direction to ... guidance to various stakeholders and team members + May lead and/or provide supervisory oversight to complex audits and...the follow-up of findings arising from internal audits and regulatory reviews in accordance with policy + Oversees/leads the… more
- Raymond James Financial, Inc. (New York, NY)
- …and operational lead for the firm's global sanctions compliance program. Reporting to the Chief AML Officer, you'll be responsible for ensuring adherence to ... + Lead investigations of potential sanctions breaches and oversee regulatory filings (eg OFAC voluntary self-disclosures) + Represent the firm in examinations… more
- Farmingdale State College (Farmingdale, NY)
- …to align resources with strategic fundraising goals. + Ensure accurate and timely financial reporting to the President, Foundation Board, and College leadership. ... provides strategic leadership for fundraising and alumni relations efforts. Reporting directly to the President and serving as a...Cabinet and a key advisor to the President. + Lead and manage the College Foundation as Executive Director,… more
- American Express (New York, NY)
- …the Enterprise functions (eg, data request compilation, action implementation, and regulatory adherence) + Aggregate reporting , approvals/exceptions and support ... future of American Express. Join Team Amex and let's lead the way together. Our industry is rapidly evolving,...of our largest global partners or creating next year's financial plan, you can influence both our day-to-day P&L… more
- TD Bank (New York, NY)
- …Operations team's goals. Serves as a subject matter expert/ mentor for supervisors or lead analysts within the team. Is responsible for the day to operations across ... & Services offers a full spectrum of payment processing, information reporting , risk management and short-term investment solutions. Within the organization,… more