- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... Policy Analyst to join our Accounting Policy and SEC Reporting team within the Controller's organization. **In this role,...the Controller's organization. **In this role, you will:** + Lead or participate in matters related to accounting standards… more
- Bank of America (Charlotte, NC)
- …data quality, data security, and compliance standards + Design and implement reporting strategy for meeting operational, business and regulatory requirements ... are guided by a common purpose to help make financial lives better through the power of every connection....+ Optimize data structures for efficient storage, retrieval, and reporting + Publish and maintain data model documentation and… more
- Brighton Health Plan Solutions, LLC (Chapel Hill, NC)
- … financial tracking purposes to identify utilization trends supporting financial forecasting. + Comprehensive understanding of regulatory , accreditation, and ... Physician reviews and Appeals and Grievances processing. Primary Responsibilities + Reporting to the Vice President of Clinical Operations, will also collaborate… more
- Truist (Wilson, NC)
- …mentioned below. Specific activities may change from time to time. 1. Lead professional team of Counterparty Risk senior analysts, analysts and specialists ... for providing detailed analysis and approval recommendations related to critical financial ratios, business model, loan performance and capital adequacy of new… more
- TD Bank (Charlotte, NC)
- …Description:** The Treasury Liquidity Manager maintains, enhances and develops reporting processes, control frameworks, and/or systems. This role contributes to ... to improve products, processes or services + Acts as a technical expert/ lead integrating cross-function understanding within their own field of specialty; manages… more
- City National Bank (Raleigh, NC)
- …design and operating effectiveness of CNB's processes and controls related to Financial Crimes Compliance, including BSA/AML, OFAC and ABAC. This position will also ... regulators to meet the evolving demands of the US regulatory environment and heightened expectations of internal audit. WHAT...execution of the annual audit plan for the CNB Financial Crimes audit universe, to assess the adequacy and… more
- Ally (Raleigh, NC)
- …fixed-income, and other securities. Extensive knowledge of trading systems, SEC/FINRA regulatory requirements, brokerage reporting , as well as PFOF, margin ... 19961 **Remote?** No **Ally and Your Career** * Ally Financial only succeeds when its people do - and...your team, and those Allys you find interesting * Lead an end of assignment presentation The Details: *… more
- PNC (Charlotte, NC)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... the quality assurance and improvement program (QAIP), audit methodology, regulatory management, audit operations oversight and department-wide improvement initiatives.… more
- Robert Half Legal (Charlotte, NC)
- …✅ You'll Thrive Here If You Have: + 5+ years' experience in compliance or regulatory roles within the financial services sector + Deep understanding of ... compliance professional seeking a career where strategic leadership meets cutting-edge regulatory expertise? We're looking for a Compliance Manager to lead… more
- USAA (Charlotte, NC)
- …USAA?** At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We ... will learn real corporate world sophisticated quantitative techniques to model and lead risks and provide critical insights to advise strategic decisions. The… more